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NEW
YORK
CONSTITUTION OF THE
STATE OF NEW YORK
As Revised, with Amendments Adopted by the Constitutional Convention of
1938 and Approved by vote of the People on November 8, 1938.
As Amended and in Force January 1, 2002
We The People of the State of New York, grateful to Almighty
God for our Freedom, in order to secure its blessings, DO
ESTABLISH THIS CONSTITUTION.
ARTICLE I
Bill of Rights
Section 1. No member of this state shall be
disfranchised, or deprived
of any of the rights or privileges secured to
any citizen thereof,
unless by the law of the land, or the judgment of
his or her peers,
except that the legislature may provide that
there shall be no primary
election held to nominate candidates for public
office or to elect
persons to party positions for any political
party or parties in any
unit of representation of the state from which
such candidates or
persons are nominated or elected whenever
there is no contest or
contests for such nominations or election as may be
prescribed by gener-
al law.
S 2. Trial by jury in all cases in which it has
heretofore been guar-
anteed by constitutional provision shall remain
inviolate forever; but a
jury trial may be waived by the parties in all
civil cases in the manner
to be prescribed by law. The legislature may
provide, however, by law,
that a verdict may be rendered by not less than
five-sixths of the jury
in any civil case. A jury trial may be waived by
the defendant in all
criminal cases, except those in which the crime
charged may be punisha-
ble by death, by a written instrument signed by the
defendant in person
in open court before and with the approval of a
judge or justice of a
court having jurisdiction to try the offense. The
legislature may enact
laws, not inconsistent herewith, governing the
form, content, manner and
time of presentation of the instrument effectuating
such waiver.
S 3. The free exercise and enjoyment of
religious profession and
worship, without discrimination or preference,
shall forever be allowed
in this state to all humankind; and no person shall
be rendered incompe-
tent to be a witness on account of his or her
opinions on matters of
religious belief; but the liberty of conscience
hereby secured shall not
be so construed as to excuse acts of
licentiousness, or justify prac-
tices inconsistent with the peace or safety of this
state.
S 4. The privilege of a writ or order of
habeas corpus shall not be
suspended, unless, in case of rebellion or
invasion, the public safety
requires it.
S 5. Excessive bail shall not be required nor
excessive fines imposed,
nor shall cruel and unusual punishments be
inflicted, nor shall
witnesses be unreasonably detained.
S 6. No person shall be held to answer for a
capital or otherwise
infamous crime (except in cases of impeachment, and
in cases of militia
when in actual service, and the land, air and
naval forces in time of
war, or which this state may keep with the consent
of congress in time
of peace, and in cases of petit larceny under
the regulation of the
legislature), unless on indictment of a grand jury,
except that a person
held for the action of a grand jury upon a charge
for such an offense,
other than one punishable by death or life
imprisonment, with the
consent of the district attorney, may waive
indictment by a grand jury
and consent to be prosecuted on an information
filed by the district
attorney; such waiver shall be evidenced by written
instrument signed by
the defendant in open court in the presence of his
or her counsel. In
any trial in any court whatever the party
accused shall be allowed to
appear and defend in person and with counsel as
in civil actions and
shall be informed of the nature and cause of
the accusation and be
confronted with the witnesses against him or her.
No person shall be
subject to be twice put in jeopardy for the same
offense; nor shall he
or she be compelled in any criminal case to be a
witness against himself
or herself, providing, that any public officer
who, upon being called
before a grand jury to testify concerning the
conduct of his or her
present office or of any public office held by him
or her within five
years prior to such grand jury call to testify,
or the performance of
his or her official duties in any such present or
prior offices, refuses
to sign a waiver of immunity against subsequent
criminal prosecution, or
to answer any relevant question concerning such
matters before such
grand jury, shall by virtue of such refusal, be
disqualified from hold-
ing any other public office or public employment
for a period of five
years from the date of such refusal to sign a
waiver of immunity against
subsequent prosecution, or to answer any
relevant question concerning
such matters before such grand jury, and shall be
removed from his or
her present office by the appropriate authority or
shall forfeit his or
her present office at the suit of the
attorney-general.
The power of grand juries to inquire into the
wilful misconduct in
office of public officers, and to find
indictments or to direct the
filing of informations in connection with such
inquiries, shall never be
suspended or impaired by law. No person shall
be deprived of life,
liberty or property without due process of law.
S 7. (a) Private property shall not be taken
for public use without
just compensation.
(c) Private roads may be opened in the manner to
be prescribed by law;
but in every case the necessity of the road and the
amount of all damage
to be sustained by the opening thereof shall be
first determined by a
jury of freeholders, and such amount, together
with the expenses of the
proceedings, shall be paid by the person to be
benefited.
(d) The use of property for the drainage of
swamp or agricultural
lands is declared to be a public use, and
general laws may be passed
permitting the owners or occupants of swamp or
agricultural lands to
construct and maintain for the drainage
thereof, necessary drains,
ditches and dykes upon the lands of others, under
proper restrictions,
on making just compensation, and such
compensation together with the
cost of such drainage may be assessed, wholly or
partly, against any
property benefited thereby; but no special laws
shall be enacted for
such purposes.
S 8. Every citizen may freely speak, write
and publish his or her
sentiments on all subjects, being responsible for
the abuse of that
right; and no law shall be passed to restrain or
abridge the liberty of
speech or of the press. In all criminal
prosecutions or indictments for
libels, the truth may be given in evidence to the
jury; and if it shall
appear to the jury that the matter charged as
libelous is true, and was
published with good motives and for justifiable
ends, the party shall be
acquitted; and the jury shall have the right to
determine the law and
the fact.
S 9. 1. No law shall be passed abridging the
rights of the people
peaceably to assemble and to petition the
government, or any department
thereof; nor shall any divorce be granted otherwise
than by due judicial
proceedings; except as hereinafter provided, no
lottery or the sale of
lottery tickets, pool-selling, book-making, or any
other kind of gambl-
ing, except lotteries operated by the state
and the sale of lottery
tickets in connection therewith as may be
authorized and prescribed by
the legislature, the net proceeds of which shall
be applied exclusively
to or in aid or support of education in this state
as the legislature
may prescribe, and except pari-mutuel betting on
horse races as may be
prescribed by the legislature and from which the
state shall derive a
reasonable revenue for the support of
government, shall hereafter be
authorized or allowed within this state; and the
legislature shall pass
appropriate laws to prevent offenses against any
of the provisions of
this section.
2. Notwithstanding the foregoing provisions of
this section, any city,
town or village within the state may by an
approving vote of the majori-
ty of the qualified electors in such municipality
voting on a proposi-
tion therefor submitted at a general or
special election authorize,
subject to state legislative supervision and
control, the conduct of one
or both of the following categories of games of
chance commonly known
as: (a) bingo or lotto, in which prizes are
awarded on the basis of
designated numbers or symbols on a card conforming
to numbers or symbols
selected at random; (b) games in which prizes are
awarded on the basis
of a winning number or numbers, color or colors,
or symbol or symbols
determined by chance from among those previously
selected or played,
whether determined as the result of the spinning
of a wheel, a drawing
or otherwise by chance. If authorized, such games
shall be subject to
the following restrictions, among others which may
be prescribed by the
legislature: (1) only bona fide religious,
charitable or non-profit
organizations of veterans, volunteer firefighter
and similar non-profit
organizations shall be permitted to conduct such
games; (2) the entire
net proceeds of any game shall be exclusively
devoted to the lawful
purposes of such organizations; (3) no person
except a bona fide member
of any such organization shall participate in the
management or opera-
tion of such game; and (4) no person shall receive
any remuneration for
participating in the management or operation of
any such game. Unless
otherwise provided by law, no single prize shall
exceed two hundred
fifty dollars, nor shall any series of prizes on
one occasion aggregate
more than one thousand dollars. The legislature
shall pass appropriate
laws to effectuate the purposes of this
subdivision, ensure that such
games are rigidly regulated to prevent
commercialized gambling, prevent
participation by criminal and other undesirable
elements and the diver-
sion of funds from the purposes authorized
hereunder and establish a
method by which a municipality which has
authorized such games may
rescind or revoke such authorization. Unless
permitted by the legisla-
ture, no municipality shall have the power to
pass local laws or ordi-
nances relating to such games. Nothing in this
section shall prevent the
legislature from passing laws more
restrictive than any of the
provisions of this section.
S 11. No person shall be denied the equal
protection of the laws of
this state or any subdivision thereof. No person
shall, because of race,
color, creed or religion, be subjected to any
discrimination in his or
her civil rights by any other person or by any
firm, corporation, or
institution, or by the state or any agency or
subdivision of the state.
S 12. The right of the people to be secure in
their persons, houses,
papers and effects, against unreasonable searches
and seizures, shall
not be violated, and no warrants shall issue, but
upon probable cause,
supported by oath or affirmation, and particularly
describing the place
to be searched, and the persons or things to be
seized.
The right of the people to be secure against
unreasonable interception
of telephone and telegraph communications shall
not be violated, and ex
parte orders or warrants shall issue only upon oath
or affirmation that
there is reasonable ground to believe that evidence
of crime may be thus
obtained, and identifying the particular means
of communication, and
particularly describing the person or persons
whose communications are
to be intercepted and the purpose thereof.
S 14. Such parts of the common law, and of the
acts of the legislature
of the colony of New York, as together did
form the law of the said
colony, on the nineteenth day of April, one
thousand seven hundred
seventy-five, and the resolutions of the
congress of the said colony,
and of the convention of the State of New York, in
force on the twenti-
eth day of April, one thousand seven hundred
seventy-seven, which have
not since expired, or been repealed or altered;
and such acts of the
legislature of this state as are now in force,
shall be and continue the
law of this state, subject to such alterations as
the legislature shall
make concerning the same. But all such parts of the
common law, and such
of the said acts, or parts thereof, as are
repugnant to this constitu-
tion, are hereby abrogated.
S 16. The right of action now existing to recover
damages for injuries
resulting in death, shall never be abrogated; and
the amount recoverable
shall not be subject to any statutory limitation.
S 17. Labor of human beings is not a
commodity nor an article of
commerce and shall never be so considered or
construed.
No laborer, worker or mechanic, in the employ of
a contractor or sub-
contractor engaged in the performance of any
public work, shall be
permitted to work more than eight hours in any day
or more than five
days in any week, except in cases of extraordinary
emergency; nor shall
he or she be paid less than the rate of wages
prevailing in the same
trade or occupation in the locality within the
state where such public
work is to be situated, erected or used.
Employees shall have the right to organize and to
bargain collectively
through representatives of their own choosing.
S 18. Nothing contained in this constitution
shall be construed to
limit the power of the legislature to enact laws
for the protection of
the lives, health, or safety of employees; or for
the payment, either by
employers, or by employers and employees or
otherwise, either directly
or through a state or other system of insurance or
otherwise, of compen-
sation for injuries to employees or for death of
employees resulting
from such injuries without regard to fault as a
cause thereof, except
where the injury is occasioned by the willful
intention of the injured
employee to bring about the injury or death of
himself or herself or of
another, or where the injury results solely from
the intoxication of the
injured employee while on duty; or for the
adjustment, determination and
settlement, with or without trial by jury, of
issues which may arise
under such legislation; or to provide that the
right of such compen-
sation, and the remedy therefor shall be exclusive
of all other rights
and remedies for injuries to employees or for
death resulting from such
injuries; or to provide that the amount of such
compensation for death
shall not exceed a fixed or determinable sum;
provided that all moneys
paid by an employer to his or her employees or
their legal represen-
tatives, by reason of the enactment of any of
the laws herein author-
ized, shall be held to be a proper charge in the
cost of operating the
business of the employer.
ARTICLE II
Suffrage
Section 1. Every citizen shall be entitled to
vote at every election
for all officers elected by the people and upon all
questions submitted
to the vote of the people provided that such
citizen is eighteen years
of age or over and shall have been a resident of
this state, and of the
county, city, or village for thirty days next
preceding an election.
S 2. The legislature may, by general law,
provide a manner in which,
and the time and place at which, qualified voters
who, on the occurrence
of any election, may be absent from the county of
their residence or, if
residents of the city of New York, from the city,
and qualified voters
who, on the occurrence of any election, may
be unable to appear
personally at the polling place because of illness
or physical disabili-
ty, may vote and for the return and canvass of
their votes.
S 3. No person who shall receive, accept, or
offer to receive, or pay,
offer or promise to pay, contribute, offer or
promise to contribute to
another, to be paid or used, any money or other
valuable thing as a
compensation or reward for the giving or
withholding a vote at an
election, or who shall make any promise to
influence the giving or with-
holding any such vote, or who shall make or become
directly or indirect-
ly interested in any bet or wager depending upon
the result of any
election, shall vote at such election; and
upon challenge for such
cause, the person so challenged, before the
officers authorized for that
purpose shall receive his or her vote, shall swear
or affirm before such
officers that he or she has not received or
offered, does not expect to
receive, has not paid, offered or promised to pay,
contributed, offered
or promised to contribute to another, to be paid or
used, any money or
other valuable thing as a compensation or reward
for the giving or with-
holding a vote at such election, and has not made
any promise to influ-
ence the giving or withholding of any such vote,
nor made or become
directly or indirectly interested in any bet or
wager depending upon the
result of such election. The legislature shall
enact laws excluding from
the right of suffrage all persons convicted of
bribery or of any infa-
mous crime.
S 4. For the purpose of voting, no person
shall be deemed to have
gained or lost a residence, by reason of his or her
presence or absence,
while employed in the service of the United States;
nor while engaged in
the navigation of the waters of this state, or of
the United States, or
of the high seas; nor while a student of any
seminary of learning; nor
while kept at any almshouse, or other asylum, or
institution wholly or
partly supported at public expense or by charity;
nor while confined in
any public prison.
S 5. Laws shall be made for ascertaining, by
proper proofs, the citi-
zens who shall be entitled to the right of suffrage
hereby established,
and for the registration of voters; which
registration shall be
completed at least ten days before each
election. Such registration
shall not be required for town and village
elections except by express
provision of law.
S 6. The legislature may provide by law for a
system or systems of
registration whereby upon personal application a
voter may be registered
and his or her registration continued so long as he
or she shall remain
qualified to vote from an address within the
jurisdiction of the board
with which such voter is registered.
S 7. All elections by the citizens, except for
such town officers as
may by law be directed to be otherwise chosen,
shall be by ballot, or by
such other method as may be prescribed by law,
provided that secrecy in
voting be preserved. The legislature shall provide
for identification of
voters through their signatures in all cases where
personal registration
is required and shall also provide for the
signatures, at the time of
voting, of all persons voting in person by ballot
or voting machine,
whether or not they have registered in person,
save only in cases of
illiteracy or physical disability.
S 8. All laws creating, regulating or
affecting boards or officers
charged with the duty of qualifying voters, or of
distributing ballots
to voters, or of receiving, recording or
counting votes at elections,
shall secure equal representation of the two
political parties which, at
the general election next preceding that for which
such boards or offi-
cers are to serve, cast the highest and the
next highest number of
votes. All such boards and officers shall be
appointed or elected in
such manner, and upon the nomination of such
representatives of said
parties respectively, as the legislature may
direct. Existing laws on
this subject shall continue until the
legislature shall otherwise
provide. This section shall not apply to town, or
village elections.
S 9. Notwithstanding the residence requirements
imposed by section one
of this article, the legislature may, by general
law, provide special
procedures whereby every person who shall have
moved from another state
to this state or from one county, city or village
within this state to
another county, city or village within this state
and who shall have
been an inhabitant of this state in any event
for ninety days next
preceding an election at which electors are to be
chosen for the office
of president and vice president of the United
States shall be entitled
to vote in this state solely for such electors,
provided such person is
otherwise qualified to vote in this state and is
not able to qualify to
vote for such electors in any other state. The
legislature may also, by
general law, prescribe special procedures
whereby every person who is
registered and would be qualified to vote in this
state but for his or
her removal from this state to another state
within one year next
preceding such election shall be entitled to vote
in this state solely
for such electors, provided such person is not
able to qualify to vote
for such electors in any other state.
ARTICLE III
Legislature
Section 1. The legislative power of this state shall be vested in the
senate and assembly.
S 2. The senate shall consist of fifty members, except as hereinafter
provided. The senators elected in the year one thousand eight hundred
and ninety-five shall hold their offices for three years, and their
successors shall be chosen for two years. The assembly shall consist of
one hundred and fifty members. The assembly members elected in the year
one thousand nine hundred and thirty-eight, and their successors, shall
be chosen for two years.
S 3. The senate districts described in section three of article three
of this constitution as adopted by the people on November sixth, eigh-
teen hundred ninety-four are hereby continued for all of the purposes of
future reapportionments of senate districts pursuant to section four of
this article.
S 4. Except as herein otherwise provided, the federal census taken in
the year nineteen hundred thirty and each federal census taken decenni-
ally thereafter shall be controlling as to the number of inhabitants in
the state or any part thereof for the purposes of the apportionment of
members of assembly and readjustment or alteration of senate and assem-
bly districts next occurring, in so far as such census and the tabu-
lation thereof purport to give the information necessary therefor. The
legislature, by law, shall provide for the making and tabulation by
state authorities of an enumeration of the inhabitants of the entire
state to be used for such purposes, instead of a federal census, if the
taking of a federal census in any tenth year from the year nineteen
hundred thirty be omitted or if the federal census fails to show the
number of aliens or Indians not taxed. If a federal census, though
giving the requisite information as to the state at large, fails to give
the information as to any civil or territorial divisions which is
required to be known for such purposes, the legislature, by law, shall
provide for such an enumeration of the inhabitants of such parts of the
state only as may be necessary, which shall supersede in part the feder-
al census and be used in connection therewith for such purposes. The
legislature, by law, may provide in its discretion for an enumeration by
state authorities of the inhabitants of the state, to be used for such
purposes, in place of a federal census, when the return of a decennial
federal census is delayed so that it is not available at the beginning
of the regular session of the legislature in the second year after the
year nineteen hundred thirty or after any tenth year therefrom, or if an
apportionment of members of assembly and readjustment or alteration of
senate districts is not made at or before such a session. At the regular
session in the year nineteen hundred thirty-two, and at the first regu-
lar session after the year nineteen hundred forty and after each tenth
year therefrom the senate districts shall be readjusted or altered, but
if, in any decade, counting from and including that which begins with
the year nineteen hundred thirty-one, such a readjustment or alteration
is not made at the time above prescribed, it shall be made at a subse-
quent session occurring not later than the sixth year of such decade,
meaning not later than nineteen hundred thirty-six, nineteen hundred
forty-six, nineteen hundred fifty-six, and so on; provided, however,
that if such districts shall have been readjusted or altered by law in
either of the years nineteen hundred thirty or nineteen hundred thirty-
one, they shall remain unaltered until the first regular session after
the year nineteen hundred forty. Such districts shall be so readjusted
or altered that each senate district shall contain as nearly as may be
an equal number of inhabitants, excluding aliens, and be in as compact
form as practicable, and shall remain unaltered until the first year of
the next decade as above defined, and shall at all times consist of
contiguous territory, and no county shall be divided in the formation of
a senate district except to make two or more senate districts wholly in
such county. No town, except a town having more than a full ratio of
apportionment, and no block in a city inclosed by streets or public
ways, shall be divided in the formation of senate districts; nor shall
any district contain a greater excess in population over an adjoining
district in the same county, than the population of a town or block
therein adjoining such district. Counties, towns or blocks which, from
their location, may be included in either of two districts, shall be so
placed as to make said districts most nearly equal in number of inhabit-
ants, excluding aliens.
No county shall have four or more senators unless it shall have a full
ratio for each senator. No county shall have more than one-third of all
the senators; and no two counties or the territory thereof as now organ-
ized, which are adjoining counties, or which are separated only by
public waters, shall have more than one-half of all the senators.
The ratio for apportioning senators shall always be obtained by divid-
ing the number of inhabitants, excluding aliens, by fifty, and the
senate shall always be composed of fifty members, except that if any
county having three or more senators at the time of any apportionment
shall be entitled on such ratio to an additional senator or senators,
such additional senator or senators shall be given to such county in
addition to the fifty senators, and the whole number of senators shall
be increased to that extent.
The senate districts, including the present ones, as existing imme-
diately before the enactment of a law readjusting or altering the senate
districts, shall continue to be the senate districts of the state until
the expirations of the terms of the senators then in office, except for
the purpose of an election of senators for full terms beginning at such
expirations, and for the formation of assembly districts.
S 5. The members of the assembly shall be chosen by single districts
and shall be apportioned by the legislature at each regular session at
which the senate districts are readjusted or altered, and by the same
law, among the several counties of the state, as nearly as may be
according to the number of their respective inhabitants, excluding
aliens. Every county heretofore established and separately organized,
except the county of Hamilton, shall always be entitled to one member of
assembly, and no county shall hereafter be erected unless its population
shall entitle it to a member. The county of Hamilton shall elect with
the county of Fulton, until the population of the county of Hamilton
shall, according to the ratio, entitle it to a member. But the legisla-
ture may abolish the said county of Hamilton and annex the territory
thereof to some other county or counties.
The quotient obtained by dividing the whole number of inhabitants of
the state, excluding aliens, by the number of members of assembly, shall
be the ratio for apportionment, which shall be made as follows: One
member of assembly shall be apportioned to every county, including
Fulton and Hamilton as one county, containing less than the ratio and
one-half over. Two members shall be apportioned to every other county.
The remaining members of assembly shall be apportioned to the counties
having more than two ratios according to the number of inhabitants,
excluding aliens. Members apportioned on remainders shall be apportioned
to the counties having the highest remainders in the order thereof
respectively. No county shall have more members of assembly than a coun-
ty having a greater number of inhabitants, excluding aliens.
The assembly districts, including the present ones, as existing imme-
diately before the enactment of a law making an apportionment of members
of assembly among the counties, shall continue to be the assembly
districts of the state until the expiration of the terms of members then
in office, except for the purpose of an election of members of assembly
for full terms beginning at such expirations.
In any county entitled to more than one member, the board of supervi-
sors, and in any city embracing an entire county and having no board of
supervisors, the common council, or if there be none, the body exercis-
ing the powers of a common council, shall assemble at such times as the
legislature making an apportionment shall prescribe, and divide such
counties into assembly districts as nearly equal in number of inhabit-
ants, excluding aliens, as may be, of convenient and contiguous territo-
ry in as compact form as practicable, each of which shall be wholly
within a senate district formed under the same apportionment, equal to
the number of members of assembly to which such county shall be enti-
tled, and shall cause to be filed in the office of the secretary of
state and of the clerk of such county, a description of such districts,
specifying the number of each district and of the inhabitants thereof,
excluding aliens, according to the census or enumeration used as the
population basis for the formation of such districts; and such appor-
tionment and districts shall remain unaltered until after the next reap-
portionment of members of assembly, except that the board of supervisors
of any county containing a town having more than a ratio of apportion-
ment and one-half over may alter the assembly districts in a senate
district containing such town at any time on or before March first,
nineteen hundred forty-six. In counties having more than one senate
district, the same number of assembly districts shall be put in each
senate district, unless the assembly districts cannot be evenly divided
among the senate districts of any county, in which case one more assem-
bly district shall be put in the senate district in such county having
the largest, or one less assembly district shall be put in the senate
district in such county having the smallest number of inhabitants,
excluding aliens, as the case may require. No town, except a town having
more than a ratio of apportionment and one-half over, and no block in a
city inclosed by streets or public ways, shall be divided in the forma-
tion of assembly districts, nor shall any districts contain a greater
excess in population over an adjoining district in the same senate
district, than the population of a town or block therein adjoining such
assembly district. Towns or blocks which, from their location may be
included in either of two districts, shall be so placed as to make said
districts most nearly equal in number of inhabitants, excluding aliens.
Nothing in this section shall prevent the division, at any time, of
counties and towns and the erection of new towns by the legislature.
An apportionment by the legislature, or other body, shall be subject
to review by the supreme court, at the suit of any citizen, under such
reasonable regulations as the legislature may prescribe; and any court
before which a cause may be pending involving an apportionment, shall
give precedence thereto over all other causes and proceedings, and if
said court be not in session it shall convene promptly for the disposi-
tion of the same.
S 5-a. For the purpose of apportioning senate and assembly districts
pursuant to the foregoing provisions of this article, the term "inhabit-
ants, excluding aliens" shall mean the whole number of persons.
S 6. Each member of the legislature shall receive for his or her
services a like annual salary, to be fixed by law. He or she shall also
be reimbursed for his or her actual traveling expenses in going to and
returning from the place in which the legislature meets, not more than
once each week while the legislature is in session. Senators, when the
senate alone is convened in extraordinary session, or when serving as
members of the court for the trial of impeachments, and such members of
the assembly, not exceeding nine in number, as shall be appointed manag-
ers of an impeachment, shall receive an additional per diem allowance,
to be fixed by law. Any member, while serving as an officer of his or
her house or in any other special capacity therein or directly connected
therewith not hereinbefore in this section specified, may also be paid
and receive, in addition, any allowance which may be fixed by law for
the particular and additional services appertaining to or entailed by
such office or special capacity. Neither the salary of any member nor
any other allowance so fixed may be increased or diminished during, and
with respect to, the term for which he or she shall have been elected,
nor shall he or she be paid or receive any other extra compensation. The
provisions of this section and laws enacted in compliance therewith
shall govern and be exclusively controlling, according to their terms.
Members shall continue to receive such salary and additional allowance
as heretofore fixed and provided in this section, until changed by law
pursuant to this section.
S 7. No person shall serve as a member of the legislature unless he or
she is a citizen of the United States and has been a resident of the
state of New York for five years, and, except as hereinafter otherwise
prescribed, of the assembly or senate district for the twelve months
immediately preceding his or her election; if elected a senator or
member of assembly at the first election next ensuing after a readjust-
ment or alteration of the senate or assembly districts becomes effec-
tive, a person, to be eligible to serve as such, must have been a resi-
dent of the county in which the senate or assembly district is contained
for the twelve months immediately preceding his or her election. No
member of the legislature shall, during the time for which he or she was
elected, receive any civil appointment from the governor, the governor
and the senate, the legislature or from any city government, to an
office which shall have been created, or the emoluments whereof shall
have been increased during such time. If a member of the legislature be
elected to congress, or appointed to any office, civil or military,
under the government of the United States, the state of New York, or
under any city government except as a member of the national guard or
naval militia of the state, or of the reserve forces of the United
States, his or her acceptance thereof shall vacate his or her seat in
the legislature, providing, however, that a member of the legislature
may be appointed commissioner of deeds or to any office in which he or
she shall receive no compensation.
S 8. The elections of senators and members of assembly, pursuant to
the provisions of this constitution, shall be held on the Tuesday
succeeding the first Monday of November, unless otherwise directed by
the legislature.
S 9. A majority of each house shall constitute a quorum to do busi-
ness. Each house shall determine the rules of its own proceedings, and
be the judge of the elections, returns and qualifications of its own
members; shall choose its own officers; and the senate shall choose a
temporary president and the assembly shall choose a speaker.
S 10. Each house of the legislature shall keep a journal of its
proceedings, and publish the same, except such parts as may require
secrecy. The doors of each house shall be kept open, except when the
public welfare shall require secrecy. Neither house shall, without the
consent of the other, adjourn for more than two days.
S 11. For any speech or debate in either house of the legislature, the
members shall not be questioned in any other place.
S 12. Any bill may originate in either house of the legislature, and
all bills passed by one house may be amended by the other.
S 13. The enacting clause of all bills shall be "The People of the
State of New York, represented in Senate and Assembly, do enact as
follows," and no law shall be enacted except by bill.
S 14. No bill shall be passed or become a law unless it shall have
been printed and upon the desks of the members, in its final form, at
least three calendar legislative days prior to its final passage, unless
the governor, or the acting governor, shall have certified, under his or
her hand and the seal of the state, the facts which in his or her opin-
ion necessitate an immediate vote thereon, in which case it must never-
theless be upon the desks of the members in final form, not necessarily
printed, before its final passage; nor shall any bill be passed or
become a law, except by the assent of a majority of the members elected
to each branch of the legislature; and upon the last reading of a bill,
no amendment thereof shall be allowed, and the question upon its final
passage shall be taken immediately thereafter, and the ayes and nays
entered on the journal.
S 15. No private or local bill, which may be passed by the legisla-
ture, shall embrace more than one subject, and that shall be expressed
in the title.
S 16. No act shall be passed which shall provide that any existing
law, or any part thereof, shall be made or deemed a part of said act, or
which shall enact that any existing law, or part thereof, shall be
applicable, except by inserting it in such act.
S 17. The legislature shall not pass a private or local bill in any of
the following cases:
Changing the names of persons.
Laying out, opening, altering, working or discontinuing roads, high-
ways or alleys, or for draining swamps or other low lands. Locating or
changing county seats.
Providing for changes of venue in civil or criminal cases.
Incorporating villages.
Providing for election of members of boards of supervisors.
Selecting, drawing, summoning or empaneling grand or petit jurors.
Regulating the rate of interest on money.
The opening and conducting of elections or designating places of
voting.
Creating, increasing or decreasing fees, percentages or allowances of
public officers, during the term for which said officers are elected or
appointed.
Granting to any corporation, association or individual the right to
lay down railroad tracks.
Granting to any private corporation, association or individual any
exclusive privilege, immunity or franchise whatever.
Granting to any person, association, firm or corporation, an exemption
from taxation on real or personal property.
Providing for the building of bridges, except over the waters forming
a part of the boundaries of the state, by other than a municipal or
other public corporation or a public agency of the state.
S 18. The members of the legislature shall be empowered, upon the
presentation to the temporary president of the senate and the speaker of
the assembly of a petition signed by two-thirds of the members elected
to each house of the legislature, to convene the legislature on extraor-
dinary occasions to act upon the subjects enumerated in such petition.
S 19. The legislature shall neither audit nor allow any private claim
or account against the state, but may appropriate money to pay such
claims as shall have been audited and allowed according to law.
No claim against the state shall be audited, allowed or paid which, as
between citizens of the state, would be barred by lapse of time. But if
the claimant shall be under legal disability the claim may be presented
within two years after such disability is removed.
S 20. The assent of two-thirds of the members elected to each branch
of the legislature shall be requisite to every bill appropriating the
public moneys or property for local or private purposes.
S 21. Sections 15, 16, and 17 of this article shall not apply to any
bill, or the amendments to any bill, which shall be recommended to the
legislature by commissioners or any public agency appointed or directed
pursuant to law to prepare revisions, consolidations or compilations of
statutes. But a bill amending an existing law shall not be excepted from
the provisions of sections 15, 16 and 17 of this article unless such
amending bill shall itself be recommended to the legislature by such
commissioners or public agency.
S 22. Every law which imposes, continues or revives a tax shall
distinctly state the tax and the object to which it is to be applied,
and it shall not be sufficient to refer to any other law to fix such tax
or object.
Notwithstanding the foregoing or any other provision of this constitu-
tion, the legislature, in any law imposing a tax or taxes on, in respect
to or measured by income, may define the income on, in respect to or by
which such tax or taxes are imposed or measured, by reference to any
provision of the laws of the United States as the same may be or become
effective at any time or from time to time, and may prescribe exceptions
or modifications to any such provision.
S 23. On the final passage, in either house of the legislature, of any
act which imposes, continues or revives a tax, or creates a debt or
charge, or makes, continues or revives any appropriation of public or
trust money or property, or releases, discharges or commutes any claim
or demand of the state, the question shall be taken by yeas and nays,
which shall be duly entered upon the journals, and three-fifths of all
the members elected to either house shall, in all such cases, be neces-
sary to constitute a quorum therein.
S 24. The legislature shall, by law, provide for the occupation and
employment of prisoners sentenced to the several state prisons, peniten-
tiaries, jails and reformatories in the state; and no person in any such
prison, penitentiary, jail or reformatory, shall be required or allowed
to work, while under sentence thereto, at any trade, industry or occupa-
tion, wherein or whereby his or her work, or the product or profit of
his or her work, shall be farmed out, contracted, given or sold to any
person, firm, association or corporation. This section shall not be
construed to prevent the legislature from providing that convicts may
work for, and that the products of their labor may be disposed of to,
the state or any political division thereof, or for or to any public
institution owned or managed and controlled by the state, or any poli-
tical division thereof.
S 25. Notwithstanding any other provision of this constitution, the
legislature, in order to insure continuity of state and local govern-
mental operations in periods of emergency caused by enemy attack or by
disasters (natural or otherwise), shall have the power and the immediate
duty (1) to provide for prompt and temporary succession to the powers
and duties of public offices, of whatever nature and whether filled by
election or appointment, the incumbents of which may become unavailable
for carrying on the powers and duties of such offices, and (2) to adopt
such other measures as may be necessary and proper for insuring the
continuity of governmental operations.
Nothing in this article shall be construed to limit in any way the
power of the state to deal with emergencies arising from any cause.
ARTICLE IV
Executive
Section 1. The executive power shall be vested
in the governor, who
shall hold office for four years; the
lieutenant-governor shall be
chosen at the same time, and for the same term.
The governor and lieu-
tenant-governor shall be chosen at the general
election held in the year
nineteen hundred thirty-eight, and each fourth
year thereafter. They
shall be chosen jointly, by the casting by each
voter of a single vote
applicable to both offices, and the legislature by
law shall provide for
making such choice in such manner. The respective
persons having the
highest number of votes cast jointly for them for
governor and lieuten-
ant-governor respectively shall be elected.
S 2. No person shall be eligible to the office of
governor or lieuten-
ant-governor, except a citizen of the United
States, of the age of not
less than thirty years, and who shall have been
five years next preced-
ing the election a resident of this state.
S 3. The governor shall be
commander-in-chief of the military and
naval forces of the state. The governor shall have
power to convene the
legislature, or the senate only, on extraordinary
occasions. At extraor-
dinary sessions convened pursuant to the
provisions of this section no
subject shall be acted upon, except such as the
governor may recommend
for consideration. The governor shall
communicate by message to the
legislature at every session the condition of the
state, and recommend
such matters to it as he or she shall judge
expedient. The governor
shall expedite all such measures as may be resolved
upon by the legisla-
ture, and shall take care that the laws are
faithfully executed. The
governor shall receive for his or her services
an annual salary to be
fixed by joint resolution of the senate and
assembly, and there shall be
provided for his or her use a suitable and
furnished executive resi-
dence.
S 4. The governor shall have the power to
grant reprieves, commu-
tations and pardons after conviction, for all
offenses except treason
and cases of impeachment, upon such
conditions and with such
restrictions and limitations, as he or she may
think proper, subject to
such regulations as may be provided by law
relative to the manner of
applying for pardons. Upon conviction for treason,
the governor shall
have power to suspend the execution of the
sentence, until the case
shall be reported to the legislature at its
next meeting, when the
legislature shall either pardon, or commute the
sentence, direct the
execution of the sentence, or grant a further
reprieve. The governor
shall annually communicate to the legislature
each case of reprieve,
commutation or pardon granted, stating the name
of the convict, the
crime of which the convict was convicted, the
sentence and its date, and
the date of the commutation, pardon or reprieve.
S 5. In case of the removal of the governor
from office or of his or
her death or resignation, the lieutenant-governor
shall become governor
for the remainder of the term.
In case the governor-elect shall decline to
serve or shall die, the
lieutenant-governor-elect shall become governor for
the full term.
In case the governor is impeached, is absent
from the state or is
otherwise unable to discharge the powers and
duties of the office of
governor, the lieutenant-governor shall act as
governor until the
inability shall cease or until the term of the
governor shall expire.
In case of the failure of the
governor-elect to take the oath of
office at the commencement of his or her term, the
lieutenant-governor-
elect shall act as governor until the governor
shall take the oath.
S 6. The lieutenant-governor shall possess the
same qualifications of
eligibility for office as the governor. The
lieutenant-governor shall be
the president of the senate but shall have only a
casting vote therein.
The lieutenant-governor shall receive for his or
her services an annual
salary to be fixed by joint resolution of the
senate and assembly.
In case of vacancy in the offices of both
governor and lieutenant-gov-
ernor, a governor and lieutenant-governor shall
be elected for the
remainder of the term at the next general
election happening not less
than three months after both offices shall
have become vacant. No
election of a lieutenant-governor shall be had
in any event except at
the time of electing a governor.
In case of vacancy in the offices of both
governor and lieutenant-gov-
ernor or if both of them shall be impeached, absent
from the state or
otherwise unable to discharge the powers and
duties of the office of
governor, the temporary president of the senate
shall act as governor
until the inability shall cease or until a governor
shall be elected.
In case of vacancy in the office of
lieutenant-governor alone, or if
the lieutenant-governor shall be impeached, absent
from the state or
otherwise unable to discharge the duties of office,
the temporary presi-
dent of the senate shall perform all the duties
of lieutenant-governor
during such vacancy or inability.
If, when the duty of acting as governor devolves
upon the temporary
president of the senate, there be a vacancy in such
office or the tempo-
rary president of the senate shall be absent from
the state or otherwise
unable to discharge the duties of governor, the
speaker of the assembly
shall act as governor during such vacancy or
inability.
The legislature may provide for the devolution of
the duty of acting
as governor in any case not provided for in this
article.
S 7. Every bill which shall have passed the
senate and assembly shall,
before it becomes a law, be presented to the
governor; if the governor
approve, he or she shall sign it; but if not, he or
she shall return it
with his or her objections to the house in which
it shall have origi-
nated, which shall enter the objections at large
on the journal, and
proceed to reconsider it. If after such
reconsideration, two-thirds of
the members elected to that house shall agree to
pass the bill, it shall
be sent together with the objections, to the other
house, by which it
shall likewise be reconsidered; and if approved
by two-thirds of the
members elected to that house, it shall become a
law notwithstanding the
objections of the governor. In all such cases the
votes in both houses
shall be determined by yeas and nays, and the
names of the members
voting shall be entered on the journal of each
house respectively. If
any bill shall not be returned by the governor
within ten days (Sundays
excepted) after it shall have been presented to
him or her, the same
shall be a law in like manner as if he or she had
signed it, unless the
legislature shall, by their adjournment, prevent
its return, in which
case it shall not become a law without the
approval of the governor. No
bill shall become a law after the final adjournment
of the legislature,
unless approved by the governor within thirty
days after such adjourn-
ment. If any bill presented to the governor
contain several items of
appropriation of money, the governor may object
to one or more of such
items while approving of the other portion of the
bill. In such case the
governor shall append to the bill, at the time of
signing it, a state-
ment of the items to which he or she objects; and
the appropriation so
objected to shall not take effect. If the
legislature be in session, he
or she shall transmit to the house in which the
bill originated a copy
of such statement, and the items objected to shall
be separately recon-
sidered. If on reconsideration one or more of such
items be approved by
two-thirds of the members elected to each house,
the same shall be part
of the law, notwithstanding the objections of
the governor. All the
provisions of this section, in relation to bills
not approved by the
governor, shall apply in cases in which he
or she shall withhold
approval from any item or items contained in a bill
appropriating money.
S 8. No rule or regulation made by any
state department, board,
bureau, officer, authority or commission, except
such as relates to the
organization or internal management of a
state department, board,
bureau, authority or commission shall be effective
until it is filed in
the office of the department of state. The
legislature shall provide for
the speedy publication of such rules and
regulations by appropriate
laws.
ARTICLE V
Officers and Civil Departments
Section 1. The comptroller and attorney-general
shall be chosen at the
same general election as the governor and hold
office for the same term,
and shall possess the qualifications provided in
section 2 of article
IV. The legislature shall provide for filling
vacancies in the office of
comptroller and of attorney-general. No election of
a comptroller or an
attorney-general shall be had except at the time of
electing a governor.
The comptroller shall be required: (1) to
audit all vouchers before
payment and all official accounts; (2) to
audit the accrual and
collection of all revenues and receipts; and (3) to
prescribe such meth-
ods of accounting as are necessary for the
performance of the foregoing
duties. The payment of any money of the state, or
of any money under its
control, or the refund of any money paid to the
state, except upon audit
by the comptroller, shall be void, and may be
restrained upon the suit
of any taxpayer with the consent of the supreme
court in appellate divi-
sion on notice to the attorney-general. In such
respect the legislature
shall define the powers and duties and may also
assign to him or her:
(1) supervision of the accounts of any
political subdivision of the
state; and (2) powers and duties pertaining to or
connected with the
assessment and taxation of real estate,
including determination of
ratios which the assessed valuation of taxable
real property bears to
the full valuation thereof, but not including
any of those powers and
duties reserved to officers of a county, city, town
or village by virtue
of sections seven and eight of article nine of
this constitution. The
legislature shall assign to him or her no
administrative duties, except-
ing such as may be incidental to the performance of
these functions, any
other provision of this constitution to the
contrary notwithstanding.
S 2. There shall be not more than twenty
civil departments in the
state government, including those referred to in
this constitution. The
legislature may by law change the names of the
departments referred to
in this constitution.
S 3. Subject to the limitations contained in
this constitution, the
legislature may from time to time assign by law new
powers and functions
to departments, officers, boards, commissions or
executive offices of
the governor, and increase, modify or diminish
their powers and func-
tions. Nothing contained in this article shall
prevent the legislature
from creating temporary commissions for special
purposes or executive
offices of the governor and from reducing the
number of departments as
provided for in this article, by consolidation or
otherwise.
S 4. The head of the department of audit and
control shall be the
comptroller and of the department of law, the
attorney-general. The head
of the department of education shall be The Regents
of the University of
the State of New York, who shall appoint and
at pleasure remove a
commissioner of education to be the chief
administrative officer of the
department. The head of the department of
agriculture and markets shall
be appointed in a manner to be prescribed by
law. Except as otherwise
provided in this constitution, the heads of all
other departments and
the members of all boards and commissions,
excepting temporary commis-
sions for special purposes, shall be appointed by
the governor by and
with the advice and consent of the senate and
may be removed by the
governor, in a manner to be prescribed by law.
S 6. Appointments and promotions in the civil
service of the state and
all of the civil divisions thereof, including
cities and villages, shall
be made according to merit and fitness to be
ascertained, as far as
practicable, by examination which, as far as
practicable, shall be
competitive; provided, however, that any member
of the armed forces of
the United States who served therein in time of
war, and who, at the
time of such member`s appointment or promotion, is
a citizen or an alien
lawfully admitted for permanent residence in
the United States and a
resident of this state and is honorably
discharged or released under
honorable circumstances from such service, shall
be entitled to receive
five points additional credit in a competitive
examination for original
appointment and two and one-half points additional
credit in an examina-
tion for promotion or, if such member was
disabled in the actual
performance of duty in any war, is receiving
disability payments there-
for from the United States veterans administration,
and his or her disa-
bility is certified by such administration to
be in existence at the
time of application for appointment or promotion,
he or she shall be
entitled to receive ten points additional credit
in a competitive exam-
ination for original appointment and five points
additional credit in an
examination for promotion. Such additional credit
shall be added to the
final earned rating of such member after he or
she has qualified in an
examination and shall be granted only at the time
of establishment of an
eligible list. No such member shall receive the
additional credit grant-
ed by this section after he or she has received one
appointment, either
original entrance or promotion, from an eligible
list on which he or she
was allowed the additional credit granted by this
section.
S 7. After July first, nineteen hundred
forty, membership in any
pension or retirement system of the state or of a
civil division thereof
shall be a contractual relationship, the benefits
of which shall not be
diminished or impaired.
ARTICLE VI
Judiciary
Section 1. a. There shall be a unified court system
for the state. The
state-wide courts shall consist of the court of
appeals, the supreme
court including the appellate divisions thereof,
the court of claims,
the county court, the surrogate`s court and the
family court, as herein-
after provided. The legislature shall establish
in and for the city of
New York, as part of the unified court system for
the state, a single,
city-wide court of civil jurisdiction and a
single, city-wide court of
criminal jurisdiction, as hereinafter provided, and
may upon the request
of the mayor and the local legislative body of the
city of New York,
merge the two courts into one city-wide court of
both civil and criminal
jurisdiction. The unified court system for the
state shall also include
the district, town, city and village courts
outside the city of New
York, as hereinafter provided.
b. The court of appeals, the supreme court
including the appellate
divisions thereof, the court of claims, the
county court, the surro-
gate`s court, the family court, the courts or
court of civil and crimi-
nal jurisdiction of the city of New York, and such
other courts as the
legislature may determine shall be courts of
record.
c. All processes, warrants and other mandates of
the court of appeals,
the supreme court including the appellate
divisions thereof, the court
of claims, the county court, the surrogate`s court
and the family court
may be served and executed in any part of the
state. All processes,
warrants and other mandates of the courts or court
of civil and criminal
jurisdiction of the city of New York may, subject
to such limitation as
may be prescribed by the legislature, be served and
executed in any part
of the state. The legislature may provide that
processes, warrants and
other mandates of the district court may be served
and executed in any
part of the state and that processes, warrants
and other mandates of
town, village and city courts outside the city of
New York may be served
and executed in any part of the county in which
such courts are located
or in any part of any adjoining county.
S 2. a. The court of appeals is continued. It
shall consist of the
chief judge and the six elected associate judges
now in office, who
shall hold their offices until the expiration of
their respective terms,
and their successors, and such justices of the
supreme court as may be
designated for service in said court as hereinafter
provided. The offi-
cial terms of the chief judge and the six
associate judges shall be
fourteen years.
Five members of the court shall constitute a
quorum, and the concur-
rence of four shall be necessary to a decision;
but no more than seven
judges shall sit in any case. In case of the
temporary absence or
inability to act of any judge of the court of
appeals, the court may
designate any justice of the supreme court to serve
as associate judge
of the court during such absence or inability to
act. The court shall
have power to appoint and to remove its clerk. The
powers and jurisdic-
tion of the court shall not be suspended for
want of appointment when
the number of judges is sufficient to constitute a
quorum.
b. Whenever and as often as the court of appeals
shall certify to the
governor that the court is unable, by reason
of the accumulation of
causes pending therein, to hear and dispose of the
same with reasonable
speed, the governor shall designate such
number of justices of the
supreme court as may be so certified to be
necessary, but not more than
four, to serve as associate judges of the court of
appeals. The justices
so designated shall be relieved, while so serving,
from their duties as
justices of the supreme court, and shall serve as
associate judges of
the court of appeals until the court shall certify
that the need for the
services of any such justices no longer exists,
whereupon they shall
return to the supreme court. The governor may fill
vacancies among such
designated judges. No such justices shall serve
as associate judge of
the court of appeals except while holding the
office of justice of the
supreme court. The designation of a justice of
the supreme court as an
associate judge of the court of appeals shall not
be deemed to affect
his or her existing office any longer than until
the expiration of his
or her designation as such associate judge, nor to
create a vacancy.
c. There shall be a commission on judicial
nomination to evaluate the
qualifications of candidates for appointment to the
court of appeals and
to prepare a written report and recommend to the
governor those persons
who by their character, temperament, professional
aptitude and experi-
ence are well qualified to hold such judicial
office. The legislature
shall provide by law for the organization and
procedure of the judicial
nominating commission.
d. (1) The commission on judicial nomination
shall consist of twelve
members of whom four shall be appointed by the
governor, four by the
chief judge of the court of appeals, and one each
by the speaker of the
assembly, the temporary president of the senate,
the minority leader of
the senate, and the minority leader of the
assembly. Of the four members
appointed by the governor, no more than two
shall be enrolled in the
same political party, two shall be members of the
bar of the state, and
two shall not be members of the bar of the
state. Of the four members
appointed by the chief judge of the court of
appeals, no more than two
shall be enrolled in the same political party,
two shall be members of
the bar of the state, and two shall not be members
of the bar of the
state. No member of the commission shall hold or
have held any judicial
office or hold any elected public office for which
he or she receives
compensation during his or her period of service,
except that the gover-
nor and the chief judge may each appoint no more
than one former judge
or justice of the unified court system to such
commission. No member of
the commission shall hold any office in any
political party. No member
of the judicial nominating commission shall be
eligible for appointment
to judicial office in any court of the state
during the member`s period
of service or within one year thereafter.
(2) The members first appointed by the governor
shall have respective-
ly one, two, three and four year terms as the
governor shall designate.
The members first appointed by the chief judge of
the court of appeals
shall have respectively one, two, three and four
year terms as the chief
judge shall designate. The member first appointed
by the temporary pres-
ident of the senate shall have a one-year
term. The member first
appointed by the minority leader of the senate
shall have a two-year
term. The member first appointed by the speaker
of the assembly shall
have a four-year term. The member first appointed
by the minority leader
of the assembly shall have a three-year term. Each
subsequent appoint-
ment shall be for a term of four years.
(3) The commission shall designate one of
their number to serve as
chairperson.
(4) The commission shall consider the
qualifications of candidates for
appointment to the offices of judge and chief
judge of the court of
appeals and, whenever a vacancy in those offices
occurs, shall prepare a
written report and recommend to the governor
persons who are well quali-
fied for those judicial offices.
e. The governor shall appoint, with the
advice and consent of the
senate, from among those recommended by the
judicial nominating commis-
sion, a person to fill the office of chief judge
or associate judge, as
the case may be, whenever a vacancy occurs in
the court of appeals;
provided, however, that no person may be appointed
a judge of the court
of appeals unless such person is a resident of the
state and has been
admitted to the practice of law in this state
for at least ten years.
The governor shall transmit to the senate the
written report of the
commission on judicial nomination relating to the
nominee.
f. When a vacancy occurs in the office of
chief judge or associate
judge of the court of appeals and the senate is not
in session to give
its advice and consent to an appointment to fill
the vacancy, the gover-
nor shall fill the vacancy by interim appointment
upon the recommenda-
tion of a commission on judicial nomination as
provided in this section.
An interim appointment shall continue until the
senate shall pass upon
the governor`s selection. If the senate
confirms an appointment, the
judge shall serve a term as provided in subdivision
a of this section
commencing from the date of his or her
interim appointment. If the
senate rejects an appointment, a vacancy in the
office shall occur sixty
days after such rejection. If an interim
appointment to the court of
appeals be made from among the justices of the
supreme court or the
appellate divisions thereof, that appointment
shall not affect the
justice`s existing office, nor create a vacancy in
the supreme court, or
the appellate division thereof, unless such
appointment is confirmed by
the senate and the appointee shall assume such
office. If an interim
appointment of chief judge of the court of
appeals be made from among
the associate judges, an interim appointment of
associate judge shall be
made in like manner; in such case, the appointment
as chief judge shall
not affect the existing office of associate judge,
unless such appoint-
ment as chief judge is confirmed by the senate and
the appointee shall
assume such office.
g. The provisions of subdivisions c, d, e and f
of this section shall
not apply to temporary designations or
assignments of judges or
justices.
S 3. a. The jurisdiction of the court of
appeals shall be limited to
the review of questions of law except where the
judgment is of death, or
where the appellate division, on reversing or
modifying a final or
interlocutory judgment in an action or a final or
interlocutory order in
a special proceeding, finds new facts and a
final judgment or a final
order pursuant thereto is entered; but the right
to appeal shall not
depend upon the amount involved.
b. Appeals to the court of appeals may be
taken in the classes of
cases hereafter enumerated in this section;
In criminal cases, directly from a court of
original jurisdiction
where the judgment is of death, and in other
criminal cases from an
appellate division or otherwise as the legislature
may from time to time
provide.
In civil cases and proceedings as follows:
(1) As of right, from a judgment or order entered
upon the decision of
an appellate division of the supreme court which
finally determines an
action or special proceeding wherein is
directly involved the
construction of the constitution of the state or of
the United States,
or where one or more of the justices of the
appellate division dissents
from the decision of the court, or where the
judgment or order is one of
reversal or modification.
(2) As of right, from a judgment or order of a
court of record of
original jurisdiction which finally determines
an action or special
proceeding where the only question involved on the
appeal is the validi-
ty of a statutory provision of the state or of the
United States under
the constitution of the state or of the United
States; and on any such
appeal only the constitutional question shall be
considered and deter-
mined by the court.
(3) As of right, from an order of the
appellate division granting a
new trial in an action or a new hearing in a
special proceeding where
the appellant stipulates that, upon affirmance,
judgment absolute or
final order shall be rendered against him or her.
(4) From a determination of the appellate
division of the supreme
court in any department, other than a judgment
or order which finally
determines an action or special proceeding, where
the appellate division
allows the same and certifies that one or more
questions of law have
arisen which, in its opinion, ought to be
reviewed by the court of
appeals, but in such case the appeal shall bring up
for review only the
question or questions so certified; and the
court of appeals shall
certify to the appellate division its determination
upon such question
or questions.
(5) From an order of the appellate division of
the supreme court in
any department, in a proceeding instituted by or
against one or more
public officers or a board, commission or other
body of public officers
or a court or tribunal, other than an order
which finally determines
such proceeding, where the court of appeals
shall allow the same upon
the ground that, in its opinion, a question of
law is involved which
ought to be reviewed by it, and without regard
to the availability of
appeal by stipulation for final order absolute.
(6) From a judgment or order entered upon the
decision of an appellate
division of the supreme court which finally
determines an action or
special proceeding but which is not appealable
under paragraph (1) of
this subdivision where the appellate division or
the court of appeals
shall certify that in its opinion a question of
law is involved which
ought to be reviewed by the court of appeals.
Such an appeal may be
allowed upon application (a) to the appellate
division, and in case of
refusal, to the court of appeals, or (b)
directly to the court of
appeals. Such an appeal shall be allowed when
required in the interest
of substantial justice.
(7) No appeal shall be taken to the court of
appeals from a judgment
or order entered upon the decision of an
appellate division of the
supreme court in any civil case or proceeding
where the appeal to the
appellate division was from a judgment or order
entered in an appeal
from another court, including an appellate
or special term of the
supreme court, unless the construction of the
constitution of the state
or of the United States is directly involved
therein, or unless the
appellate division of the supreme court shall
certify that in its opin-
ion a question of law is involved which ought
to be reviewed by the
court of appeals.
(8) The legislature may abolish an appeal to the
court of appeals as
of right in any or all of the cases or classes
of cases specified in
paragraph (1) of this subdivision wherein no
question involving the
construction of the constitution of the state or of
the United States is
directly involved, provided, however, that
appeals in any such case or
class of cases shall thereupon be governed by
paragraph (6) of this
subdivision.
(9) The court of appeals shall adopt and from
time to time may amend a
rule to permit the court to answer questions of
New York law certified
to it by the Supreme Court of the United States, a
court of appeals of
the United States or an appellate court of last
resort of another state,
which may be determinative of the cause then
pending in the certifying
court and which in the opinion of the
certifying court are not
controlled by precedent in the decisions of the
courts of New York.
S 4. a. The state shall be divided into four
judicial departments. The
first department shall consist of the counties
within the first judicial
district of the state. The second department shall
consist of the coun-
ties within the second, ninth, tenth and eleventh
judicial districts of
the state. The third department shall consist of
the counties within the
third, fourth and sixth judicial districts of
the state. The fourth
department shall consist of the counties within the
fifth, seventh and
eighth judicial districts of the state. Each
department shall be bounded
by the lines of judicial districts. Once every ten
years the legislature
may alter the boundaries of the judicial
departments, but without chang-
ing the number thereof.
b. The appellate divisions of the supreme
court are continued, and
shall consist of seven justices of the supreme
court in each of the
first and second departments, and five justices
in each of the other
departments. In each appellate division, four
justices shall constitute
a quorum, and the concurrence of three shall be
necessary to a decision.
No more than five justices shall sit in any case.
c. The governor shall designate the presiding
justice of each appel-
late division, who shall act as such during his
or her term of office
and shall be a resident of the department. The
other justices of the
appellate divisions shall be designated by the
governor, from all the
justices elected to the supreme court, for terms of
five years or the
unexpired portions of their respective terms of
office, if less than
five years.
d. The justices heretofore designated shall
continue to sit in the
appellate divisions until the terms of their
respective designations
shall expire. From time to time as the terms of the
designations expire,
or vacancies occur, the governor shall make new
designations. The gover-
nor may also, on request of any appellate
division, make temporary
designations in case of the absence or inability
to act of any justice
in such appellate division, for service only
during such absence or
inability to act.
e. In case any appellate division shall certify
to the governor that
one or more additional justices are needed for the
speedy disposition of
the business before it, the governor may designate
an additional justice
or additional justices; but when the need for such
additional justice or
justices shall no longer exist, the appellate
division shall so certify
to the governor, and thereupon service under such
designation or desig-
nations shall cease.
f. A majority of the justices designated to sit
in any appellate divi-
sion shall at all times be residents of the
department.
g. Whenever the appellate division in any
department shall be unable
to dispose of its business within a reasonable
time, a majority of the
presiding justices of the several departments, at
a meeting called by
the presiding justice of the department in
arrears, may transfer any
pending appeals from such department to any other
department for hearing
and determination.
h. A justice of the appellate division of the
supreme court in any
department may be temporarily designated by the
presiding justice of his
or her department to the appellate division in
another judicial depart-
ment upon agreement by the presiding justices of
the appellate division
of the departments concerned.
i. In the event that the disqualification,
absence or inability to act
of justices in any appellate division prevents
there being a quorum of
justices qualified to hear an appeal, the justices
qualified to hear the
appeal may transfer it to the appellate division
in another department
for hearing and determination. In the event
that the justices in any
appellate division qualified to hear an appeal are
equally divided, said
justices may transfer the appeal to the appellate
division in another
department for hearing and determination. Each
appellate division shall
have power to appoint and remove its clerk.
j. No justice of the appellate division shall,
within the department
to which he or she may be designated to perform the
duties of an appel-
late justice, exercise any of the powers of a
justice of the supreme
court, other than those of a justice out of court,
and those pertaining
to the appellate division, except that the justice
may decide causes or
proceedings theretofore submitted, or hear and
decide motions submitted
by consent of counsel, but any such justice, when
not actually engaged
in performing the duties of such appellate justice
in the department to
which he or she is designated, may hold any term
of the supreme court
and exercise any of the powers of a justice of the
supreme court in any
judicial district in any other department of the
state.
k. The appellate divisions of the supreme
court shall have all the
jurisdiction possessed by them on the effective
date of this article and
such additional jurisdiction as may be
prescribed by law, provided,
however, that the right to appeal to the
appellate divisions from a
judgment or order which does not finally determine
an action or special
proceeding may be limited or conditioned by law.
S 5. a. Upon an appeal from a judgment or an
order, any appellate
court to which the appeal is taken which is
authorized to review such
judgment or order may reverse or affirm, wholly or
in part, or may modi-
fy the judgment or order appealed from, and each
interlocutory judgment
or intermediate or other order which it is
authorized to review, and as
to any or all of the parties. It shall
thereupon render judgment of
affirmance, judgment of reversal and final judgment
upon the right of
any or all of the parties, or judgment of
modification thereon according
to law, except where it may be necessary or proper
to grant a new trial
or hearing, when it may grant a new trial or
hearing.
b. If any appeal is taken to an appellate court
which is not author-
ized to review such judgment or order, the
court shall transfer the
appeal to an appellate court which is authorized to
review such judgment
or order.
S 6. a. The state shall be divided into eleven
judicial districts. The
first judicial district shall consist of the
counties of Bronx and New
York. The second judicial district shall consist
of the counties of
Kings and Richmond. The third judicial district
shall consist of the
counties of Albany, Columbia, Greene, Rensselaer,
Schoharie, Sullivan,
and Ulster. The fourth judicial district shall
consist of the counties
of Clinton, Essex, Franklin, Fulton, Hamilton,
Montgomery, St. Lawrence,
Saratoga, Schenectady, Warren and Washington.
The fifth judicial
district shall consist of the counties of
Herkimer, Jefferson, Lewis,
Oneida, Onondaga, and Oswego. The sixth judicial
district shall consist
of the counties of Broome, Chemung, Chenango,
Cortland, Delaware, Madi-
son, Otsego, Schuyler, Tioga and Tompkins. The
seventh judicial district
shall consist of the counties of Cayuga,
Livingston, Monroe, Ontario,
Seneca, Steuben, Wayne and Yates. The eighth
judicial district shall
consist of the counties of Allegany,
Cattaraugus, Chautauqua, Erie,
Genesee, Niagara, Orleans and Wyoming. The ninth
judicial district shall
consist of the counties of Dutchess, Orange,
Putnam, Rockland and West-
chester. The tenth judicial district shall consist
of the counties of
Nassau and Suffolk. The eleventh judicial district
shall consist of the
county of Queens.
b. Once every ten years the legislature may
increase or decrease the
number of judicial districts or alter the
composition of judicial
districts and thereupon re-apportion the
justices to be thereafter
elected in the judicial districts so altered.
Each judicial district
shall be bounded by county lines.
c. The justices of the supreme court shall be
chosen by the electors
of the judicial district in which they are
to serve. The terms of
justices of the supreme court shall be fourteen
years from and including
the first day of January next after their election.
d. The supreme court is continued. It shall
consist of the number of
justices of the supreme court including the
justices designated to the
appellate divisions of the supreme court, judges of
the county court of
the counties of Bronx, Kings, Queens and
Richmond and judges of the
court of general sessions of the county of New York
authorized by law on
the thirty-first day of August next after the
approval and ratification
of this amendment by the people, all of whom
shall be justices of the
supreme court for the remainder of their terms.
The legislature may
increase the number of justices of the supreme
court in any judicial
district, except that the number in any district
shall not be increased
to exceed one justice for fifty thousand, or
fraction over thirty thou-
sand, of the population thereof as shown by the
last federal census or
state enumeration. The legislature may decrease
the number of justices
of the supreme court in any judicial district,
except that the number in
any district shall not be less than the number
of justices of the
supreme court authorized by law on the effective
date of this article.
e. The clerks of the several counties shall be
clerks of the supreme
court, with such powers and duties as shall be
prescribed by law.
S 7. a. The supreme court shall have general
original jurisdiction in
law and equity and the appellate jurisdiction
herein provided. In the
city of New York, it shall have exclusive
jurisdiction over crimes pros-
ecuted by indictment, provided, however, that the
legislature may grant
to the city-wide court of criminal jurisdiction of
the city of New York
jurisdiction over misdemeanors prosecuted by
indictment and to the fami-
ly court in the city of New York jurisdiction
over crimes and offenses
by or against minors or between spouses or between
parent and child or
between members of the same family or household.
b. If the legislature shall create new
classes of actions and
proceedings, the supreme court shall have
jurisdiction over such classes
of actions and proceedings, but the legislature may
provide that another
court or other courts shall also have jurisdiction
and that actions and
proceedings of such classes may be originated
in such other court or
courts.
S 8. a. The appellate division of the supreme
court in each judicial
department may establish an appellate term in and
for such department or
in and for a judicial district or districts or in
and for a county or
counties within such department. Such an
appellate term shall be
composed of not less than three nor more than
five justices of the
supreme court who shall be designated from time
to time by the chief
administrator of the courts with the approval of
the presiding justice
of the appropriate appellate division, and who
shall be residents of the
department or of the judicial district or
districts as the case may be
and the chief administrator of the courts shall
designate the place or
places where such appellate terms shall be held.
b. Any such appellate term may be discontinued
and re-established as
the appellate division of the supreme court in
each department shall
determine from time to time and any designation
to service therein may
be revoked by the chief administrator of the courts
with the approval of
the presiding justice of the appropriate appellate
division.
c. In each appellate term no more than three
justices assigned thereto
shall sit in any action or proceeding. Two of
such justices shall
constitute a quorum and the concurrence of two
shall be necessary to a
decision.
d. If so directed by the appellate division
of the supreme court
establishing an appellate term, an appellate term
shall have jurisdic-
tion to hear and determine appeals now or hereafter
authorized by law to
be taken to the supreme court or to the appellate
division other than
appeals from the supreme court, a surrogate`s
court, the family court or
appeals in criminal cases prosecuted by indictment
or by information as
provided in section six of article one.
e. As may be provided by law, an appellate term
shall have jurisdic-
tion to hear and determine appeals from the
district court or a town,
village or city court outside the city of New York.
S 9. The court of claims is continued. It shall
consist of the eight
judges now authorized by law, but the
legislature may increase such
number and may reduce such number to six or
seven. The judges shall be
appointed by the governor by and with the advice
and consent of the
senate and their terms of office shall be nine
years. The court shall
have jurisdiction to hear and determine claims
against the state or by
the state against the claimant or between
conflicting claimants as the
legislature may provide.
S 10. a. The county court is continued in each
county outside the city
of New York. There shall be at least one judge
of the county court in
each county and such number of additional judges in
each county as may
be provided by law. The judges shall be
residents of the county and
shall be chosen by the electors of the county.
b. The terms of the judges of the county court
shall be ten years from
and including the first day of January next after
their election.
S 11. a. The county court shall have
jurisdiction over the following
classes of actions and proceedings which shall be
originated in such
county court in the manner provided by law,
except that actions and
proceedings within the jurisdiction of the
district court or a town,
village or city court outside the city of New
York may, as provided by
law, be originated therein: actions and proceedings
for the recovery of
money, actions and proceedings for the recovery of
chattels and actions
and proceedings for the foreclosure of mechanics
liens and liens on
personal property where the amount sought to be
recovered or the value
of the property does not exceed twenty-five
thousand dollars exclusive
of interest and costs; over all crimes and other
violations of law; over
summary proceedings to recover possession of real
property and to remove
tenants therefrom; and over such other actions
and proceedings, not
within the exclusive jurisdiction of the
supreme court, as may be
provided by law.
b. The county court shall exercise such equity
jurisdiction as may be
provided by law and its jurisdiction to enter
judgment upon a counter-
claim for the recovery of money only shall be
unlimited.
c. The county court shall have jurisdiction to
hear and determine all
appeals arising in the county in the following
actions and proceedings:
as of right, from a judgment or order of the
district court or a town,
village or city court which finally determines an
action or proceeding
and, as may be provided by law, from a judgment
or order of any such
court which does not finally determine an action
or proceeding. The
legislature may provide, in accordance with the
provisions of section
eight of this article, that any or all of such
appeals be taken to an
appellate term of the supreme court instead of the
county court.
d. The provisions of this section shall in no
way limit or impair the
jurisdiction of the supreme court as set forth in
section seven of this
article.
S 12. a. The surrogate`s court is continued
in each county in the
state. There shall be at least one judge of the
surrogate`s court in
each county and such number of additional
judges of the surrogate`s
court as may be provided by law.
b. The judges of the surrogate`s court shall be
residents of the coun-
ty and shall be chosen by the electors of the
county.
c. The terms of the judges of the surrogate`s
court in the city of New
York shall be fourteen years, and in other counties
ten years, from and
including the first day of January next after their
election.
d. The surrogate`s court shall have jurisdiction
over all actions and
proceedings relating to the affairs of
decedents, probate of wills,
administration of estates and actions and
proceedings arising thereunder
or pertaining thereto, guardianship of the
property of minors, and such
other actions and proceedings, not within the
exclusive jurisdiction of
the supreme court, as may be provided by law.
e. The surrogate`s court shall exercise such
equity jurisdiction as
may be provided by law.
f. The provisions of this section shall in no way
limit or impair the
jurisdiction of the supreme court as set forth in
section seven of this
article.
S 13. a. The family court of the state of New
York is hereby estab-
lished. It shall consist of at least one judge in
each county outside
the city of New York and such number of additional
judges for such coun-
ties as may be provided by law. Within the city
of New York it shall
consist of such number of judges as may be provided
by law. The judges
of the family court within the city of New York
shall be residents of
such city and shall be appointed by the mayor of
the city of New York
for terms of ten years. The judges of the family
court outside the city
of New York, shall be chosen by the electors of
the counties wherein
they reside for terms of ten years.
b. The family court shall have jurisdiction over
the following classes
of actions and proceedings which shall be
originated in such family
court in the manner provided by law: (1) the
protection, treatment,
correction and commitment of those minors who are
in need of the exer-
cise of the authority of the court because of
circumstances of neglect,
delinquency or dependency, as the legislature
may determine; (2) the
custody of minors except for custody
incidental to actions and
proceedings for marital separation, divorce,
annulment of marriage and
dissolution of marriage; (3) the adoption of
persons; (4) the support of
dependents except for support incidental to actions
and proceedings in
this state for marital separation, divorce,
annulment of marriage or
dissolution of marriage; (5) the
establishment of paternity; (6)
proceedings for conciliation of spouses; and (7)
as may be provided by
law: the guardianship of the person of minors and,
in conformity with
the provisions of section seven of this article,
crimes and offenses by
or against minors or between spouses or between
parent and child or
between members of the same family or household.
Nothing in this section
shall be construed to abridge the authority or
jurisdiction of courts to
appoint guardians in cases originating in those
courts.
c. The family court shall also have
jurisdiction to determine, with
the same powers possessed by the supreme court,
the following matters
when referred to the family court from the supreme
court: habeas corpus
proceedings for the determination of the custody
of minors; and in
actions and proceedings for marital separation,
divorce, annulment of
marriage and dissolution of marriage, applications
to fix temporary or
permanent support and custody, or applications to
enforce judgments and
orders of support and of custody, or applications
to modify judgments
and orders of support and of custody which may be
granted only upon the
showing to the family court that there has been a
subsequent change of
circumstances and that modification is required.
d. The provisions of this section shall in no
way limit or impair the
jurisdiction of the supreme court as set forth in
section seven of this
article.
S 14. The legislature may at any time provide
that outside the city of
New York the same person may act and discharge
the duties of county
judge and surrogate or of judge of the family court
and surrogate, or of
county judge and judge of the family court, or of
all three positions in
any county.
S 15. a. The legislature shall by law
establish a single court of
city-wide civil jurisdiction and a single court
of city-wide criminal
jurisdiction in and for the city of New York and
the legislature may,
upon the request of the mayor and the local
legislative body of the city
of New York, merge the two courts into one
city-wide court of both civil
and criminal jurisdiction. The said city-wide
courts shall consist of
such number of judges as may be provided by law.
The judges of the court
of city-wide civil jurisdiction shall be
residents of such city and
shall be chosen for terms of ten years by the
electors of the counties
included within the city of New York from districts
within such counties
established by law. The judges of the court of
city-wide criminal juris-
diction shall be residents of such city and shall
be appointed for terms
of ten years by the mayor of the city of New York.
b. The court of city-wide civil jurisdiction of
the city of New York
shall have jurisdiction over the following
classes of actions and
proceedings which shall be originated in
such court in the manner
provided by law: actions and proceedings for the
recovery of money,
actions and proceedings for the recovery of
chattels and actions and
proceedings for the foreclosure of mechanics liens
and liens on personal
property where the amount sought to be recovered
or the value of the
property does not exceed twenty-five thousand
dollars exclusive of
interest and costs, or such smaller amount as may
be fixed by law; over
summary proceedings to recover possession of real
property and to remove
tenants therefrom and over such other actions and
proceedings, not with-
in the exclusive jurisdiction of the supreme
court, as may be provided
by law. The court of city-wide civil jurisdiction
shall further exercise
such equity jurisdiction as may be provided by law
and its jurisdiction
to enter judgment upon a counterclaim for the
recovery of money only
shall be unlimited.
c. The court of city-wide criminal jurisdiction
of the city of New
York shall have jurisdiction over crimes and
other violations of law,
other than those prosecuted by indictment,
provided, however, that the
legislature may grant to said court jurisdiction
over misdemeanors pros-
ecuted by indictment; and over such other actions
and proceedings, not
within the exclusive jurisdiction of the
supreme court, as may be
provided by law.
d. The provisions of this section shall in no
way limit or impair the
jurisdiction of the supreme court as set forth in
section seven of this
article.
S 16. a. The district court of Nassau county
may be continued under
existing law and the legislature may, at the
request of the board of
supervisors or other elective governing body of
any county outside the
city of New York, establish the district court for
the entire area of
such county or for a portion of such county
consisting of one or more
cities, or one or more towns which are contiguous,
or of a combination
of such cities and such towns provided at least
one of such cities is
contiguous to one of such towns.
b. No law establishing the district court for an
entire county shall
become effective unless approved at a general
election on the question
of the approval of such law by a majority of the
votes cast thereon by
the electors within the area of any cities in the
county considered as
one unit and by a majority of the votes cast
thereon by the electors
within the area outside of cities in the county
considered as one unit.
c. No law establishing the district court for
a portion of a county
shall become effective unless approved at a
general election on the
question of the approval of such law by a
majority of the votes cast
thereon by the electors within the area of any
cities included in such
portion of the county considered as one unit and
by a majority of the
votes cast thereon by the electors within the
area outside of cities
included in such portion of the county considered
as one unit.
d. The district court shall have such
jurisdiction as may be provided
by law, but not in any respect greater than the
jurisdiction of the
courts for the city of New York as provided in
section fifteen of this
article, provided, however, that in actions and
proceedings for the
recovery of money, actions and proceedings for the
recovery of chattels
and actions and proceedings for the foreclosure of
mechanics liens and
liens on personal property, the amount sought
to be recovered or the
value of the property shall not exceed fifteen
thousand dollars exclu-
sive of interest and costs.
e. The legislature may create districts of the
district court which
shall consist of an entire county or of an area
less than a county.
f. There shall be at least one judge of the
district court for each
district and such number of additional judges in
each district as may be
provided by law.
g. The judges of the district court shall be
apportioned among the
districts as may be provided by law, and to the
extent practicable, in
accordance with the population and the volume of
judicial business.
h. The judges shall be residents of the
district and shall be chosen
by the electors of the district. Their terms shall
be six years from and
including the first day of January next after their
election.
i. The legislature may regulate and discontinue
the district court in
any county or portion thereof.
S 17. a. Courts for towns, villages and cities
outside the city of New
York are continued and shall have the
jurisdiction prescribed by the
legislature but not in any respect greater than the
jurisdiction of the
district court as provided in section sixteen of
this article.
b. The legislature may regulate such courts,
establish uniform juris-
diction, practice and procedure for city courts
outside the city of New
York and may discontinue any village or city
court outside the city of
New York existing on the effective date of this
article. The legislature
may discontinue any town court existing on the
effective date of this
article only with the approval of a majority of
the total votes cast at
a general election on the question of a proposed
discontinuance of the
court in each such town affected thereby.
c. The legislature may abolish the
legislative functions on town
boards of justices of the peace and provide that
town councilmen be
elected in their stead.
d. The number of the judges of each of such
town, village and city
courts and the classification and duties of
the judges shall be
prescribed by the legislature. The terms, method of
selection and method
of filling vacancies for the judges of such
courts shall be prescribed
by the legislature, provided, however, that the
justices of town courts
shall be chosen by the electors of the town for
terms of four years from
and including the first day of January next after
their election.
S 18. a. Trial by jury is guaranteed as
provided in article one of
this constitution. The legislature may provide
that in any court of
original jurisdiction a jury shall be
composed of six or of twelve
persons and may authorize any court which shall
have jurisdiction over
crimes and other violations of law, other than
crimes prosecuted by
indictment, to try such matters without a jury,
provided, however, that
crimes prosecuted by indictment shall be tried
by a jury composed of
twelve persons, unless a jury trial has been
waived as provided in
section two of article one of this constitution.
b. The legislature may provide for the manner of
trial of actions and
proceedings involving claims against the state.
S 19. a. The supreme court may transfer any
action or proceeding,
except one over which it shall have exclusive
jurisdiction which does
not depend upon the monetary amount sought, to
any other court having
jurisdiction of the subject matter within the
judicial department
provided that such other court has
jurisdiction over the classes of
persons named as parties. As may be provided by
law, the supreme court
may transfer to itself any action or proceeding
originated or pending in
another court within the judicial department
other than the court of
claims upon a finding that such a transfer will
promote the adminis-
tration of justice.
b. The county court shall transfer to the supreme
court or surrogate`s
court or family court any action or proceeding
which has not been trans-
ferred to it from the supreme court or surrogate`s
court or family court
and over which the county court has no
jurisdiction. The county court
may transfer any action or proceeding, except a
criminal action or
proceeding involving a felony prosecuted by
indictment or an action or
proceeding required by this article to be dealt
with in the surrogate`s
court or family court, to any court, other
than the supreme court,
having jurisdiction of the subject matter within
the county provided
that such other court has jurisdiction over the
classes of persons named
as parties.
c. As may be provided by law, the supreme
court or the county court
may transfer to the county court any action or
proceeding originated or
pending in the district court or a town, village
or city court outside
the city of New York upon a finding that such a
transfer will promote
the administration of justice.
d. The surrogate`s court shall transfer to the
supreme court or the
county court or the family court or the courts for
the city of New York
established pursuant to section fifteen of this
article any action or
proceeding which has not been transferred to it
from any of said courts
and over which the surrogate`s court has no
jurisdiction.
e. The family court shall transfer to the
supreme court or the surro-
gate`s court or the county court or the courts for
the city of New York
established pursuant to section fifteen of this
article any action or
proceeding which has not been transferred to it
from any of said courts
and over which the family court has no
jurisdiction.
f. The courts for the city of New York
established pursuant to section
fifteen of this article shall transfer to the
supreme court or the
surrogate`s court or the family court any action or
proceeding which has
not been transferred to them from any of said
courts and over which the
said courts for the city of New York have no
jurisdiction.
g. As may be provided by law, the supreme
court shall transfer any
action or proceeding to any other court having
jurisdiction of the
subject matter in any other judicial district or
county provided that
such other court has jurisdiction over the classes
of persons named as
parties.
h. As may be provided by law, the county court,
the surrogate`s court,
the family court and the courts for the city of
New York established
pursuant to section fifteen of this article may
transfer any action or
proceeding, other than one which has previously
been transferred to it,
to any other court, except the supreme court,
having jurisdiction of the
subject matter in any other judicial district or
county provided that
such other court has jurisdiction over the
classes of persons named as
parties.
i. As may be provided by law, the district court
or a town, village or
city court outside the city of New York may
transfer any action or
proceeding, other than one which has previously
been transferred to it,
to any court, other than the county court or the
surrogate`s court or
the family court or the supreme court,
having jurisdiction of the
subject matter in the same or an adjoining county
provided that such
other court has jurisdiction over the
classes of persons named as
parties.
j. Each court shall exercise jurisdiction over
any action or proceed-
ing transferred to it pursuant to this section.
k. The legislature may provide that the verdict
or judgment in actions
and proceedings so transferred shall not be subject
to the limitation of
monetary jurisdiction of the court to which the
actions and proceedings
are transferred if that limitation be lower than
that of the court in
which the actions and proceedings were originated.
S 20. a. No person, other than one who holds such
office at the effec-
tive date of this article, may assume the office
of judge of the court
of appeals, justice of the supreme court, or
judge of the court of
claims unless he or she has been admitted to
practice law in this state
at least ten years. No person, other than one who
holds such office at
the effective date of this article, may assume
the office of judge of
the county court, surrogate`s court, family court,
a court for the city
of New York established pursuant to section
fifteen of this article,
district court or city court outside the city of
New York unless he or
she has been admitted to practice law in this
state at least five years
or such greater number of years as the legislature
may determine.
b. A judge of the court of appeals, justice of
the supreme court,
judge of the court of claims, judge of a
county court, judge of the
surrogate`s court, judge of the family court or
judge of a court for the
city of New York established pursuant to section
fifteen of this article
who is elected or appointed after the effective
date of this article may
not:
(1) hold any other public office or trust except
an office in relation
to the administration of the courts, member of a
constitutional conven-
tion or member of the armed forces of the United
States or of the state
of New York in which latter event the legislature
may enact such legis-
lation as it deems appropriate to provide for
a temporary judge or
justice to serve during the period of the
absence of such judge or
justice in the armed forces;
(2) be eligible to be a candidate for any
public office other than
judicial office or member of a constitutional
convention, unless he or
she resigns from judicial office; in the event a
judge or justice does
not so resign from judicial office within ten
days after his or her
acceptance of the nomination of such other
office, his or her judicial
office shall become vacant and the vacancy shall be
filled in the manner
provided in this article;
(3) hold any office or assume the duties or
exercise the powers of any
office of any political organization or be a member
of any governing or
executive agency thereof;
(4) engage in the practice of law, act as an
arbitrator, referee or
compensated mediator in any action or proceeding or
matter or engage in
the conduct of any other profession or business
which interferes with
the performance of his or her judicial duties.
Judges and justices of the courts specified in
this subdivision shall
also be subject to such rules of conduct as may
be promulgated by the
chief administrator of the courts with the
approval of the court of
appeals.
c. Qualifications for and restrictions upon
the judges of district,
town, village or city courts outside the city of
New York, other than
such qualifications and restrictions specifically
set forth in subdivi-
sion a of this section, shall be prescribed
by the legislature,
provided, however, that the legislature shall
require a course of train-
ing and education to be completed by justices of
town and village courts
selected after the effective date of this
article who have not been
admitted to practice law in this state. Judges of
such courts shall also
be subject to such rules of conduct not
inconsistent with laws as may be
promulgated by the chief administrator of the
courts with the approval
of the court of appeals.
S 21. a. When a vacancy shall occur, otherwise
than by expiration of
term, in the office of justice of the supreme
court, of judge of the
county court, of judge of the surrogate`s court
or judge of the family
court outside the city of New York, it shall be
filled for a full term
at the next general election held not less than
three months after such
vacancy occurs and, until the vacancy shall be so
filled, the governor
by and with the advice and consent of the senate,
if the senate shall be
in session, or, if the senate not be in session,
the governor may fill
such vacancy by an appointment which shall continue
until and including
the last day of December next after the election
at which the vacancy
shall be filled.
b. When a vacancy shall occur, otherwise than by
expiration of term,
in the office of judge of the court of claims,
it shall be filled for
the unexpired term in the same manner as an
original appointment.
c. When a vacancy shall occur, otherwise than by
expiration of term,
in the office of judge elected to the city-wide
court of civil jurisdic-
tion of the city of New York, it shall be filled
for a full term at the
next general election held not less than three
months after such vacancy
occurs and, until the vacancy shall be so filled,
the mayor of the city
of New York may fill such vacancy by an appointment
which shall continue
until and including the last day of December next
after the election at
which the vacancy shall be filled. When a vacancy
shall occur, otherwise
than by expiration of term on the last day of
December of any year, in
the office of judge appointed to the family court
within the city of New
York or the city-wide court of criminal
jurisdiction of the city of New
York, the mayor of the city of New York shall fill
such vacancy by an
appointment for the unexpired term.
d. When a vacancy shall occur, otherwise than
by expiration of term,
in the office of judge of the district court, it
shall be filled for a
full term at the next general election held not
less than three months
after such vacancy occurs and, until the vacancy
shall be so filled, the
board of supervisors or the supervisor or
supervisors of the affected
district if such district consists of a portion of
a county or, in coun-
ties with an elected county executive officer,
such county executive
officer may, subject to confirmation by the board
of supervisors or the
supervisor or supervisors of such district,
fill such vacancy by an
appointment which shall continue until and
including the last day of
December next after the election at which the
vacancy shall be filled.
S 22. a. There shall be a commission on judicial
conduct. The commis-
sion on judicial conduct shall receive, initiate,
investigate and hear
complaints with respect to the conduct,
qualifications, fitness to
perform or performance of official duties of any
judge or justice of the
unified court system, in the manner provided by
law; and, in accordance
with subdivision d of this section, may
determine that a judge or
justice be admonished, censured or removed
from office for cause,
including, but not limited to, misconduct in
office, persistent failure
to perform his or her duties, habitual
intemperance, and conduct, on or
off the bench, prejudicial to the administration
of justice, or that a
judge or justice be retired for mental or physical
disability preventing
the proper performance of his or her judicial
duties. The commission
shall transmit an* such determination to the chief
judge of the court of
appeals who shall cause written notice of such
determination to be given
to the judge or justice involved. Such judge
or justice may either
accept the commission`s determination or make
written request to the
chief judge, within thirty days after receipt
of such notice, for a
review of such determination by the court of
appeals.
* So in original. ("an" should be "any".)
b. (1) The commission on judicial conduct
shall consist of eleven
members, of whom four shall be appointed by the
governor, one by the
temporary president of the senate, one by the
minority leader of the
senate, one by the speaker of the assembly, one
by the minority leader
of the assembly and three by the chief judge of the
court of appeals. Of
the members appointed by the governor one person
shall be a member of
the bar of the state but not a judge or
justice, two shall not be
members of the bar, justices or judges or retired
justices or judges of
the unified court system, and one shall be a
judge or justice of the
unified court system. Of the members appointed by
the chief judge one
person shall be a justice of the appellate division
of the supreme court
and two shall be judges or justices of a court or
courts other than the
court of appeals or appellate divisions. None of
the persons to be
appointed by the legislative leaders shall be
justices or judges or
retired justices or judges.
(2) The persons first appointed by the governor
shall have respective-
ly one, two, three, and four-year terms as the
governor shall designate.
The persons first appointed by the chief judge of
the court of appeals
shall have respectively two, three, and four-year
terms as the governor
shall designate. The person first appointed by the
temporary president
of the senate shall have a one-year term. The
person first appointed by
the minority leader of the senate shall have a
two-year term. The person
first appointed by the speaker of the assembly
shall have a four-year
term. The person first appointed by the minority
leader of the assembly
shall have a three-year term. Each member of the
commission shall be
appointed thereafter for a term of four years.
Commission membership of
a judge or justice appointed by the governor or
the chief judge shall
terminate if such member ceases to hold the
judicial position which
qualified him or her for such appointment.
Membership shall also termi-
nate if a member attains a position which would
have rendered him or her
ineligible for appointment at the time of
appointment. A vacancy shall
be filled by the appointing officer for the
remainder of the term.
c. The organization and procedure of the
commission on judicial
conduct shall be as provided by law. The
commission on judicial conduct
may establish its own rules and procedures not
inconsistent with law.
Unless the legislature shall provide otherwise,
the commission shall be
empowered to designate one of its members or any
other person as a
referee to hear and report concerning any matter
before the commission.
d. In reviewing a determination of the commission
on judicial conduct,
the court of appeals may admonish, censure,
remove or retire, for the
reasons set forth in subdivision a of this
section, any judge of the
unified court system. In reviewing a determination
of the commission on
judicial conduct, the court of appeals shall
review the commission`s
findings of fact and conclusions of law on the
record of the proceedings
upon which the commission`s determination was
based. The court of
appeals may impose a less or more severe
sanction prescribed by this
section than the one determined by the commission,
or impose no sanc-
tion.
e. The court of appeals may suspend a judge or
justice from exercising
the powers of his or her office while there is
pending a determination
by the commission on judicial conduct for his or
her removal or retire-
ment, or while the judge or justice is charged
in this state with a
felony by an indictment or an information filed
pursuant to section six
of article one. The suspension shall continue
upon conviction and, if
the conviction becomes final, the judge or justice
shall be removed from
office. The suspension shall be terminated
upon reversal of the
conviction and dismissal of the accusatory
instrument. Nothing in this
subdivision shall prevent the commission on
judicial conduct from deter-
mining that a judge or justice be admonished,
censured, removed, or
retired pursuant to subdivision a of this section.
f. Upon the recommendation of the commission on
judicial conduct or on
its own motion, the court of appeals may suspend a
judge or justice from
office when he or she is charged with a crime
punishable as a felony
under the laws of this state, or any other crime
which involves moral
turpitude. The suspension shall continue upon
conviction and, if the
conviction becomes final, the judge or justice
shall be removed from
office. The suspension shall be terminated
upon reversal of the
conviction and dismissal of the accusatory
instrument. Nothing in this
subdivision shall prevent the commission on
judicial conduct from deter-
mining that a judge or justice be admonished,
censured, removed, or
retired pursuant to subdivision a of this section.
g. A judge or justice who is suspended from
office by the court of
appeals shall receive his or her judicial salary
during such period of
suspension, unless the court directs otherwise.
If the court has so
directed and such suspension is thereafter
terminated, the court may
direct that the judge or justice shall be paid his
or her salary for
such period of suspension.
h. A judge or justice retired by the court of
appeals shall be consid-
ered to have retired voluntarily. A judge or
justice removed by the
court of appeals shall be ineligible to hold other
judicial office.
i. Notwithstanding any other provision of this
section, the legisla-
ture may provide by law for review of
determinations of the commission
on judicial conduct with respect to justices of
town and village courts
by an appellate division of the supreme court. In
such event, all refer-
ences in this section to the court of appeals and
the chief judge there-
of shall be deemed references to an appellate
division and the presiding
justice thereof, respectively.
j. If a court on the judiciary shall have
been convened before the
effective date of this section and the proceeding
shall not be concluded
by that date, the court on the judiciary shall have
continuing jurisdic-
tion beyond the effective date of this section to
conclude the proceed-
ing. All matters pending before the former
commission on judicial
conduct on the effective date of this section shall
be disposed of in
such manner as shall be provided by law.
S 23. a. Judges of the court of appeals and
justices of the supreme
court may be removed by concurrent resolution of
both houses of the
legislature, if two-thirds of all the members
elected to each house
concur therein.
b. Judges of the court of claims, the county
court, the surrogate`s
court, the family court, the courts for the city of
New York established
pursuant to section fifteen of this article, the
district court and such
other courts as the legislature may determine
may be removed by the
senate, on the recommendation of the governor, if
two-thirds of all the
members elected to the senate concur therein.
c. No judge or justice shall be removed by
virtue of this section
except for cause, which shall be entered on the
journals, nor unless he
or she shall have been served with a statement of
the cause alleged, and
shall have had an opportunity to be heard. On the
question of removal,
the yeas and nays shall be entered on the journal.
S 24. The assembly shall have the power of
impeachment by a vote of a
majority of all the members elected thereto. The
court for the trial of
impeachments shall be composed of the
president of the senate, the
senators, or the major part of them, and the
judges of the court of
appeals, or the major part of them. On the
trial of an impeachment
against the governor or lieutenant-governor,
neither the lieutenant-gov-
ernor nor the temporary president of the senate
shall act as a member of
the court. No judicial officer shall exercise his
or her office after
articles of impeachment against him or her shall
have been preferred to
the senate, until he or she shall have been
acquitted. Before the trial
of an impeachment, the members of the court shall
take an oath or affir-
mation truly and impartially to try the
impeachment according to the
evidence, and no person shall be convicted
without the concurrence of
two-thirds of the members present. Judgment in
cases of impeachment
shall not extend further than to removal from
office, or removal from
office and disqualification to hold and enjoy
any public office of
honor, trust, or profit under this state; but the
party impeached shall
be liable to indictment and punishment according to
law.
S 25. a. The compensation of a judge of
the court of appeals, a
justice of the supreme court, a judge of the court
of claims, a judge of
the county court, a judge of the surrogate`s court,
a judge of the fami-
ly court, a judge of a court for the city of New
York established pursu-
ant to section fifteen of this article, a judge of
the district court or
of a retired judge or justice shall be established
by law and shall not
be diminished during the term of office for which
he or she was elected
or appointed. Any judge or justice of a court
abolished by section thir-
ty-five of this article, who pursuant to that
section becomes a judge or
justice of a court established or continued by
this article, shall
receive without interruption or diminution for the
remainder of the term
for which he or she was elected or appointed to
the abolished court the
compensation he or she had been receiving upon
the effective date of
this article together with any additional
compensation that may be
prescribed by law.
b. Each judge of the court of appeals, justice of
the supreme court,
judge of the court of claims, judge of the
county court, judge of the
surrogate`s court, judge of the family court, judge
of a court for the
city of New York established pursuant to section
fifteen of this article
and judge of the district court shall retire on the
last day of December
in the year in which he or she reaches the age
of seventy. Each such
former judge of the court of appeals and justice
of the supreme court
may thereafter perform the duties of a justice
of the supreme court,
with power to hear and determine actions and
proceedings, provided,
however, that it shall be certificated in the
manner provided by law
that the services of such judge or justice are
necessary to expedite the
business of the court and that he or she is
mentally and physically able
and competent to perform the full duties of
such office. Any such
certification shall be valid for a term of two
years and may be extended
as provided by law for additional terms of two
years. A retired judge or
justice shall serve no longer than until the last
day of December in the
year in which he or she reaches the age of
seventy-six. A retired judge
or justice shall be subject to assignment by the
appellate division of
the supreme court of the judicial department of
his or her residence.
Any retired justice of the supreme court who had
been designated to and
served as a justice of any appellate division
immediately preceding his
or her reaching the age of seventy shall be
eligible for designation by
the governor as a temporary or additional justice
of the appellate divi-
sion. A retired judge or justice shall not be
counted in determining the
number of justices in a judicial district for
purposes of subdivision d
of section six of this article.
c. The provisions of this section shall also
be applicable to any
judge or justice who has not reached the age of
seventy-six and to whom
it would otherwise have been applicable but for the
fact that he or she
reached the age of seventy and retired before the
effective date of this
article.
S 26. a. A justice of the supreme court may
perform the duties of
office or hold court in any county and may be
temporarily assigned to
the supreme court in any judicial district or to
the court of claims. A
justice of the supreme court in the city of New
York may be temporarily
assigned to the family court in the city of New
York or to the surro-
gate`s court in any county within the city of New
York when required to
dispose of the business of such court.
b. A judge of the court of claims may perform
the duties of office or
hold court in any county and may be temporarily
assigned to the supreme
court in any judicial district.
c. A judge of the county court may perform
the duties of office or
hold court in any county and may be temporarily
assigned to the supreme
court in the judicial department of his or her
residence or to the coun-
ty court or the family court in any county or to
the surrogate`s court
in any county outside the city of New York or to a
court for the city of
New York established pursuant to section fifteen of
this article.
d. A judge of the surrogate`s court in any county
within the city of
New York may perform the duties of office or
hold court in any county
and may be temporarily assigned to the supreme
court in the judicial
department of his or her residence.
e. A judge of the surrogate`s court in any
county outside the city of
New York may perform the duties of office or hold
court in any county
and may be temporarily assigned to the supreme
court in the judicial
department of his or her residence or to the county
court or the family
court in any county or to a court for the city of
New York established
pursuant to section fifteen of this article.
f. A judge of the family court may perform the
duties of office or
hold court in any county and may be temporarily
assigned to the supreme
court in the judicial department of his or her
residence or to the coun-
ty court or the family court in any county or to
the surrogate`s court
in any county outside of the city of New York or to
a court for the city
of New York established pursuant to section fifteen
of this article.
g. A judge of a court for the city of New York
established pursuant to
section fifteen of this article may perform the
duties of office or hold
court in any county and may be temporarily assigned
to the supreme court
in the judicial department of his or her
residence or to the county
court or the family court in any county or to the
other court for the
city of New York established pursuant to section
fifteen of this arti-
cle.
h. A judge of the district court in any county
may perform the duties
of office or hold court in any county and may be
temporarily assigned to
the county court in the judicial department of
his or her residence or
to a court for the city of New York established
pursuant to section
fifteen of this article or to the district court in
any county.
i. Temporary assignments of all the foregoing
judges or justices list-
ed in this section, and of judges of the city
courts pursuant to para-
graph two of subdivision j of this section, shall
be made by the chief
administrator of the courts in accordance with
standards and administra-
tive policies established pursuant to section
twenty-eight of this arti-
cle.
j. (1) The legislature may provide for
temporary assignments within
the county of residence or any adjoining county,
of judges of town,
village or city courts outside the city of New
York.
(2) In addition to any temporary assignments
to which a judge of a
city court may be subject pursuant to paragraph one
of this subdivision,
such judge also may be temporarily assigned by the
chief administrator
of the courts to the county court, the family
court or the district
court within his or her county of residence or
any adjoining county
provided he or she is not permitted to practice
law.
k. While temporarily assigned pursuant to
the provisions of this
section, any judge or justice shall have the
powers, duties and juris-
diction of a judge or justice of the court to
which assigned. After the
expiration of any temporary assignment, as provided
in this section, the
judge or justice assigned shall have all the
powers, duties and juris-
diction of a judge or justice of the court
to which he or she was
assigned with respect to matters pending before him
or her during the
term of such temporary assignment.
S 27. The governor may, when in his or her
opinion the public interest
requires, appoint extraordinary terms of the
supreme court. The governor
shall designate the time and place of holding the
term and the justice
who shall hold the term. The governor may
terminate the assignment of
the justice and may name another justice in his or
her place to hold the
term.
S 28. a. The chief judge of the court of
appeals shall be the chief
judge of the state of New York and shall be the
chief judicial officer
of the unified court system. There shall be an
administrative board of
the courts which shall consist of the chief
judge of the court of
appeals as chairperson and the presiding justice
of the appellate divi-
sion of the supreme court of each judicial
department. The chief judge
shall, with the advice and consent of the
administrative board of the
courts, appoint a chief administrator of the courts
who shall serve at
the pleasure of the chief judge.
b. The chief administrator, on behalf of the
chief judge, shall super-
vise the administration and operation of the
unified court system. In
the exercise of such responsibility, the chief
administrator of the
courts shall have such powers and duties as may
be delegated to him or
her by the chief judge and such additional powers
and duties as may be
provided by law.
c. The chief judge, after consultation with the
administrative board,
shall establish standards and administrative
policies for general appli-
cation throughout the state, which shall be
submitted by the chief judge
to the court of appeals, together with the
recommendations, if any, of
the administrative board. Such standards and
administrative policies
shall be promulgated after approval by the court of
appeals.
S 29. a. The legislature shall provide for the
allocation of the cost
of operating and maintaining the court of appeals,
the appellate divi-
sion of the supreme court in each judicial
department, the supreme
court, the court of claims, the county court, the
surrogate`s court, the
family court, the courts for the city of New York
established pursuant
to section fifteen of this article and the
district court, among the
state, the counties, the city of New York and
other political subdivi-
sions.
b. The legislature shall provide for the
submission of the itemized
estimates of the annual financial needs of the
courts referred to in
subdivision a of this section to the chief
administrator of the courts
to be forwarded to the appropriating bodies with
recommendations and
comment.
c. Insofar as the expense of the courts is borne
by the state or paid
by the state in the first instance, the final
determination of the item-
ized estimates of the annual financial needs of the
courts shall be made
by the legislature and the governor in accordance
with articles four and
seven of this constitution.
d. Insofar as the expense of the courts is not
paid by the state in
the first instance and is borne by counties,
the city of New York or
other political subdivisions, the final
determination of the itemized
estimates of the annual financial needs of the
courts shall be made by
the appropriate governing bodies of such counties,
the city of New York
or other political subdivisions.
S 30. The legislature shall have the same power
to alter and regulate
the jurisdiction and proceedings in law and in
equity that it has here-
tofore exercised. The legislature may, on such
terms as it shall provide
and subject to subsequent modification, delegate,
in whole or in part,
to a court, including the appellate division of the
supreme court, or to
the chief administrator of the courts, any power
possessed by the legis-
lature to regulate practice and procedure in
the courts. The chief
administrator of the courts shall exercise any
such power delegated to
him or her with the advice and consent of the
administrative board of
the courts. Nothing herein contained shall prevent
the adoption of regu-
lations by individual courts consistent with the
general practice and
procedure as provided by statute or general rules.
S 31. This article does not apply to the
peacemakers courts or other
Indian courts, the existence and operation of
which shall continue as
may be provided by law.
S 32. When any court having jurisdiction over a
child shall commit it
or remand it to an institution or agency or place
it in the custody of
any person by parole, placing out, adoption or
guardianship, the child
shall be committed or remanded or placed, when
practicable, in an insti-
tution or agency governed by persons, or in the
custody of a person, of
the same religious persuasion as the child.
S 33. Existing provisions of law not
inconsistent with this article
shall continue in force until repealed, amended,
modified or superseded
in accordance with the provisions of this article.
The legislature shall
enact appropriate laws to carry into effect the
purposes and provisions
of this article, and may, for the purpose of
implementing, supplementing
or clarifying any of its provisions, enact any
laws, not inconsistent
with the provisions of this article, necessary or
desirable in promoting
the objectives of this article.
S 34. a. The court of appeals, the appellate
division of the supreme
court, the supreme court, the court of claims, the
county court in coun-
ties outside the city of New York, the
surrogate`s court and the
district court of Nassau county shall hear and
determine all appeals,
actions and proceedings pending therein on the
effective date of this
article except that the appellate division of the
supreme court in the
first and second judicial departments or the
appellate term in such
departments, if so directed by the appropriate
appellate division of the
supreme court, shall hear and determine all
appeals pending in the
appellate terms of the supreme court in the first
and second judicial
departments and in the court of special sessions of
the city of New York
and except that the county court or an appellate
term shall, as may be
provided by law, hear and determine all appeals
pending in the county
court or the supreme court other than an appellate
term. Further appeal
from a decision of the county court, the appellate
term or the appellate
division of the supreme court, rendered on or after
the effective date
of this article, shall be governed by the
provisions of this article.
b. The justices of the supreme court in office
on the effective date
of this article shall hold their offices as
justices of the supreme
court until the expiration of their respective
terms.
c. The judges of the court of claims in office
on the effective date
of this article shall hold their offices as
judges of the court of
claims until the expiration of their respective
terms.
d. The surrogates, and county judges outside
the city of New York,
including the special county judges of the counties
of Erie and Suffolk,
in office on the effective date of this article
shall hold office as
judges of the surrogate`s court or county judge,
respectively, of such
counties until the expiration of their respective
terms.
e. The judges of the district court of Nassau
county in office on the
effective date of this article shall hold their
offices until the expi-
ration of their respective terms.
f. Judges of courts for towns, villages and
cities outside the city of
New York in office on the effective date of this
article shall hold
their offices until the expiration of their
respective terms.
S 35. a. The children`s courts, the court of
general sessions of the
county of New York, the county courts of the
counties of Bronx, Kings,
Queens and Richmond, the city court of the city of
New York, the domes-
tic relations court of the city of New York, the
municipal court of the
city of New York, the court of special sessions of
the city of New York
and the city magistrates` courts of the city of New
York are abolished
from and after the effective date of this
article and thereupon the
seals, records, papers and documents of or
belonging to such courts
shall, unless otherwise provided by law, be
deposited in the offices of
the clerks of the several counties in which these
courts now exist.
b. The judges of the county court of the
counties of Bronx, Kings,
Queens and Richmond and the judges of the court
of general sessions of
the county of New York in office on the effective
date of this article
shall, for the remainder of the terms for which
they were elected or
appointed, be justices of the supreme court in
and for the judicial
district which includes the county in which they
resided on that date.
The salaries of such justices shall be the same as
the salaries of the
other justices of the supreme court residing
in the same judicial
district and shall be paid in the same
manner. All actions and
proceedings pending in the county court of the
counties of Bronx, Kings,
Queens and Richmond and in the court of general
sessions of the county
of New York on the effective date of this article
shall be transferred
to the supreme court in the county in which the
action or proceedings
was pending, or otherwise as may be provided by
law.
c. The legislature shall provide by law that the
justices of the city
court of the city of New York and the justices of
the municipal court of
the city of New York in office on the date such
courts are abolished
shall, for the remainder of the term for which
each was elected or
appointed, be judges of the city-wide court of
civil jurisdiction of the
city of New York established pursuant to section
fifteen of this article
and for such district as the legislature may
determine.
d. The legislature shall provide by law that the
justices of the court
of special sessions and the magistrates of the
city magistrates` courts
of the city of New York in office on the date such
courts are abolished
shall, for the remainder of the term for which
each was appointed, be
judges of the city-wide court of criminal
jurisdiction of the city of
New York established pursuant to section fifteen
provided, however, that
each term shall expire on the last day of the
year in which it would
have expired except for the provisions of this
article.
e. All actions and proceedings pending in the
city court of the city
of New York and the municipal court in the city of
New York on the date
such courts are abolished shall be transferred to
the city-wide court of
civil jurisdiction of the city of New York
established pursuant to
section fifteen of this article or as otherwise
provided by law.
f. All actions and proceedings pending in
the court of special
sessions of the city of New York and the city
magistrates` courts of the
city of New York on the date such courts are
abolished shall be trans-
ferred to the city-wide court of criminal
jurisdiction of the city of
New York established pursuant to section fifteen of
this article or as
otherwise provided by law.
g. The special county judges of the counties
of Broome, Chautauqua,
Jefferson, Oneida and Rockland and the judges of
the children`s courts
in all counties outside the city of New York in
office on the effective
date of this article shall, for the remainder of
the terms for which
they were elected or appointed, be judges of the
family court in and for
the county in which they hold office. Except as
otherwise provided in
this section, the office of special county judge
and the office of
special surrogate is abolished from and after the
effective date of this
article and the terms of the persons holding such
offices shall termi-
nate on that date.
h. All actions and proceedings pending in the
children`s courts in
counties outside the city of New York on the
effective date of this
article shall be transferred to the family court in
the respective coun-
ties.
i. The justices of the domestic relations
court of the city of New
York in office on the effective date of this
article shall, for the
remainder of the terms for which they were
appointed, be judges of the
family court within the city of New York.
j. All actions and proceedings pending in the
domestic relations court
of the city of New York on the effective date of
this article shall be
transferred to the family court in the city of New
York.
k. The office of official referee is
abolished, provided, however,
that official referees in office on the effective
date of this article
shall, for the remainder of the terms for which
they were appointed or
certified, be official referees of the court in
which appointed or
certified or the successor court, as the case may
be. At the expiration
of the term of any official referee, his or her
office shall be abol-
ished and thereupon such former official referee
shall be subject to the
relevant provisions of section twenty-five of this
article.
l. As may be provided by law, the non-judicial
personnel of the courts
affected by this article in office on the effective
date of this article
shall, to the extent practicable, be continued
without diminution of
salaries and with the same status and rights in
the courts established
or continued by this article; and especially
skilled, experienced and
trained personnel shall, to the extent practicable,
be assigned to like
functions in the courts which exercise the
jurisdiction formerly exer-
cised by the courts in which they were employed. In
the event that the
adoption of this article shall require or make
possible a reduction in
the number of non-judicial personnel, or in the
number of certain cate-
gories of such personnel, such reduction shall
be made, to the extent
practicable, by provision that the death,
resignation, removal or
retirement of an employee shall not create a
vacancy until the reduced
number of personnel has been reached.
m. In the event that a judgment or order was
entered before the effec-
tive date of this article and a right of appeal
existed and notice of
appeal therefrom is filed after the effective date
of this article, such
appeal shall be taken from the supreme court,
the county courts, the
surrogate`s courts, the children`s courts, the
court of general sessions
of the county of New York and the domestic
relations court of the city
of New York to the appellate division of the
supreme court in the judi-
cial department in which such court was located;
from the court of
claims to the appellate division of the supreme
court in the third judi-
cial department, except for those claims which
arose in the fourth judi-
cial department, in which case the appeal
shall be to the appellate
division of the supreme court in the fourth
judicial department; from
the city court of the city of New York, the
municipal court of the city
of New York, the court of special sessions of the
city of New York and
the city magistrates` courts of the city of New
York to the appellate
division of the supreme court in the judicial
department in which such
court was located, provided, however, that such
appellate division of
the supreme court may transfer any such appeal to
an appellate term, if
such appellate term be established; and from the
district court, town,
village and city courts outside the city of New
York to the county court
in the county in which such court was located,
provided, however, that
the legislature may require the transfer of any
such appeal to an appel-
late term, if such appellate term be established.
Further appeal from a
decision of a county court or an appellate term or
the appellate divi-
sion of the supreme court shall be governed by
the provisions of this
article. However, if in any action or proceeding
decided prior to the
effective date of this article, a party had a
right of direct appeal
from a court of original jurisdiction to the
court of appeals, such
appeal may be taken directly to the court of
appeals.
n. In the event that an appeal was decided
before the effective date
of this article and a further appeal could be
taken as of right and
notice of appeal therefrom is filed after the
effective date of this
article, such appeal may be taken from the
appellate division of the
supreme court to the court of appeals and from
any other court to the
appellate division of the supreme court. Further
appeal from a decision
of the appellate division of the supreme court
shall be governed by the
provisions of this article. If a further appeal
could not be taken as of
right, such appeal shall be governed by the
provisions of this article.
S 36. No civil or criminal appeal, action or
proceeding pending before
any court or any judge or justice on the effective
date of this article
shall abate but such appeal, action or proceeding
so pending shall be
continued in the courts as provided in this
article and, for the
purposes of the disposition of such actions or
proceedings only, the
jurisdiction of any court to which any such
action or proceeding is
transferred by this article shall be coextensive
with the jurisdiction
of the former court from which the action or
proceeding was transferred.
Except to the extent inconsistent with the
provisions of this article,
subsequent proceedings in such appeal, action or
proceeding shall be
conducted in accordance with the laws in force on
the effective date of
this article until superseded in the manner
authorized by law.
S 36-a. The amendments to the provisions of
sections two, four, seven,
eight, eleven, twenty, twenty-two, twenty-six,
twenty-eight, twenty-nine
and thirty of article six and to the provisions of
section one of arti-
cle seven, as first proposed by a concurrent
resolution passed by the
legislature in the year nineteen hundred
seventy-six and entitled
"Concurrent Resolution of the Senate and Assembly
proposing amendments
to articles six and seven of the constitution, in
relation to the manner
of selecting judges of the court of appeals,
creation of a commission on
judicial conduct and administration of the unified
court system, provid-
ing for the effectiveness of such amendments and
the repeal of subdivi-
sion c of section two, subdivision b of section
seven, subdivision b of
section eleven, section twenty-two and section
twenty-eight of article
six thereof relating thereto", shall become a part
of the constitution
on the first day of January next after the
approval and ratification of
the amendments proposed by such concurrent
resolution by the people but
the provisions thereof shall not become
operative and the repeal of
subdivision c of section two, section twenty-two
and section twenty-
eight shall not become effective until the first
day of April next ther-
eafter which date shall be deemed the effective
date of such amendments
and the chief judge and the associate judges of the
court of appeals in
office on such effective date shall hold their
offices until the expira-
tion of their respective terms. Upon a vacancy in
the office of any such
judge, such vacancy shall be filled in the
manner provided in section
two of article six.
S 36-c. The amendments to the provisions of
section twenty-two of
article six as first proposed by a concurrent
resolution passed by the
legislature in the year nineteen hundred
seventy-four and entitled
"Concurrent Resolution of the Senate and Assembly
proposing an amendment
to section twenty-two of article six and adding
section thirty-six-c to
such article of the constitution, in relation
to the powers of and
reconstituting the court on the judiciary and
creating a commission on
judicial conduct", shall become a part of the
constitution on the first
day of January next after the approval and
ratification of the amend-
ments proposed by such concurrent resolution
by the people but the
provisions thereof shall not become operative
until the first day of
September next thereafter which date shall be
deemed the effective date
of such amendments.
S 37. This article shall become a part of
the constitution on the
first day of January next after the approval and
ratification of this
amendment by the people but its provisions shall
not become operative
until the first day of September next thereafter
which date shall be
deemed the effective date of this article.
ARTICLE VII
State Finances
Section 1. For the preparation of the budget, the
head of each depart-
ment of state government, except the legislature
and judiciary, shall
furnish the governor such estimates and information
in such form and at
such times as the governor may require, copies of
which shall forthwith
be furnished to the appropriate committees of
the legislature. The
governor shall hold hearings thereon at which the
governor may require
the attendance of heads of departments and their
subordinates. Desig-
nated representatives of such committees shall be
entitled to attend the
hearings thereon and to make inquiry concerning any
part thereof.
Itemized estimates of the financial needs of
the legislature, certi-
fied by the presiding officer of each house,
and of the judiciary,
approved by the court of appeals and certified by
the chief judge of the
court of appeals, shall be transmitted to the
governor not later than
the first day of December in each year for
inclusion in the budget with-
out revision but with such recommendations as
the governor may deem
proper. Copies of the itemized estimates of the
financial needs of the
judiciary also shall forthwith be transmitted to
the appropriate commit-
tees of the legislature.
S 2. Annually, on or before the first day of
February in each year
following the year fixed by the constitution for
the election of gover-
nor and lieutenant governor, and on or before the
second Tuesday follow-
ing the first day of the annual meeting of the
legislature, in all other
years, the governor shall submit to the
legislature a budget containing
a complete plan of expenditures proposed to be made
before the close of
the ensuing fiscal year and all moneys and
revenues estimated to be
available therefor, together with an explanation of
the basis of such
estimates and recommendations as to proposed
legislation, if any, which
the governor may deem necessary to provide moneys
and revenues suffi-
cient to meet such proposed expenditures. It
shall also contain such
other recommendations and information as the
governor may deem proper
and such additional information as may be required
by law.
S 3. At the time of submitting the budget
to the legislature the
governor shall submit a bill or bills containing
all the proposed appro-
priations and reappropriations included in the
budget and the proposed
legislation, if any, recommended therein.
The governor may at any time within thirty days
thereafter and, with
the consent of the legislature, at any time before
the adjournment ther-
eof, amend or supplement the budget and submit
amendments to any bills
submitted by him or her or submit supplemental
bills.
The governor and the heads of departments shall
have the right, and it
shall be the duty of the heads of departments
when requested by either
house of the legislature or an appropriate
committee thereof, to appear
and be heard in respect to the budget during the
consideration thereof,
and to answer inquiries relevant thereto. The
procedure for such appear-
ances and inquiries shall be provided by law.
S 4. The legislature may not alter an
appropriation bill submitted by
the governor except to strike out or reduce items
therein, but it may
add thereto items of appropriation provided
that such additions are
stated separately and distinctly from the original
items of the bill and
refer each to a single object or purpose. None of
the restrictions of
this section, however, shall apply to
appropriations for the legislature
or judiciary.
Such an appropriation bill shall when passed by
both houses be a law
immediately without further action by the governor,
except that appro-
priations for the legislature and judiciary and
separate items added to
the governor`s bills by the legislature shall be
subject to approval of
the governor as provided in section 7 of article
IV.
S 5. Neither house of the legislature shall
consider any other bill
making an appropriation until all the appropriation
bills submitted by
the governor shall have been finally acted on by
both houses, except on
message from the governor certifying to the
necessity of the immediate
passage of such a bill.
S 6. Except for appropriations contained in the
bills submitted by the
governor and in a supplemental appropriation
bill for the support of
government, no appropriations shall be made
except by separate bills
each for a single object or purpose. All such
bills and such supple-
mental appropriation bill shall be subject to the
governor`s approval as
provided in section 7 of article IV.
No provision shall be embraced in any
appropriation bill submitted by
the governor or in such supplemental
appropriation bill unless it
relates specifically to some particular
appropriation in the bill, and
any such provision shall be limited in its
operation to such appropri-
ation.
S 7. No money shall ever be paid out of the
state treasury or any of
its funds, or any of the funds under its
management, except in pursuance
of an appropriation by law; nor unless such payment
be made within two
years next after the passage of such
appropriation act; and every such
law making a new appropriation or continuing or
reviving an appropri-
ation, shall distinctly specify the sum
appropriated, and the object or
purpose to which it is to be applied; and it shall
not be sufficient for
such law to refer to any other law to fix such sum.
S 8. 1. The money of the state shall not be
given or loaned to or in
aid of any private corporation or association, or
private undertaking;
nor shall the credit of the state be given or
loaned to or in aid of any
individual, or public or private corporation or
association, or private
undertaking, but the foregoing provisions shall not
apply to any fund or
property now held or which may hereafter be held by
the state for educa-
tional, mental health or mental retardation
purposes.
2. Subject to the limitations on indebtedness and
taxation, nothing in
this constitution contained shall prevent the
legislature from providing
for the aid, care and support of the needy directly
or through subdivi-
sions of the state; or for the protection by
insurance or otherwise,
against the hazards of unemployment, sickness and
old age; or for the
education and support of the blind, the deaf, the
dumb, the physically
handicapped, the mentally ill, the emotionally
disturbed, the mentally
retarded or juvenile delinquents as it may deem
proper; or for health
and welfare services for all children, either
directly or through subdi-
visions of the state, including school districts;
or for the aid, care
and support of neglected and dependent children
and of the needy sick,
through agencies and institutions authorized by
the state board of
social welfare or other state department having
the power of inspection
thereof, by payments made on a per capita basis
directly or through the
subdivisions of the state; or for the increase in
the amount of pensions
of any member of a retirement system of the
state, or of a subdivision
of the state; or for an increase in the amount of
pension benefits of
any widow or widower of a retired member of a
retirement system of the
state or of a subdivision of the state to whom
payable as beneficiary
under an optional settlement in connection
with the pension of such
member. The enumeration of legislative powers in
this paragraph shall
not be taken to diminish any power of the
legislature hitherto existing.
3. Nothing in this constitution contained shall
prevent the legisla-
ture from authorizing the loan of the money of the
state to a public
corporation to be organized for the purpose of
making loans to non-pro-
fit corporations or for the purpose of guaranteeing
loans made by bank-
ing organizations, as that term shall be defined
by the legislature, to
finance the construction of new industrial or
manufacturing plants, the
construction of new buildings to be used for
research and development,
the construction of other eligible business
facilities, and for the
purchase of machinery and equipment related to
such new industrial or
manufacturing plants, research and development
buildings, and other
eligible business facilities in this state or the
acquisition, rehabili-
tation or improvement of former or existing
industrial or manufacturing
plants, buildings to be used for research and
development, other eligi-
ble business facilities, and machinery and
equipment in this state,
including the acquisition of real property
therefor, and the use of such
money by such public corporation for such purposes,
to improve employ-
ment opportunities in any area of the state,
provided, however, that any
such plants, buildings or facilities or machinery
and equipment therefor
shall not be (i) primarily used in making
retail sales of goods or
services to customers who personally visit such
facilities to obtain
such goods or services or (ii) used primarily
as a hotel, apartment
house or other place of business which
furnishes dwelling space or
accommodations to either residents or transients,
and provided further
that any loan by such public corporation shall
not exceed sixty per
centum of the cost of any such project and the
repayment of which shall
be secured by a mortgage thereon which shall not be
a junior encumbrance
thereon by more than fifty per centum of such
cost or by a security
interest if personalty, and that the amount of
any guarantee of a loan
made by a banking organization shall not exceed
eighty per centum of the
cost of any such project.
S 9. The state may contract debts in
anticipation of the receipt of
taxes and revenues, direct or indirect, for the
purposes and within the
amounts of appropriations theretofore made. Notes
or other obligations
for the moneys so borrowed shall be issued as may
be provided by law,
and shall with the interest thereon be paid from
such taxes and revenues
within one year from the date of issue.
The state may also contract debts in
anticipation of the receipt of
the proceeds of the sale of bonds theretofore
authorized, for the
purpose and within the amounts of the bonds so
authorized. Notes or
obligations for the money so borrowed shall be
issued as may be provided
by law, and shall with the interest thereon be paid
from the proceeds of
the sale of such bonds within two years from the
date of issue, except
as to bonds issued or to be issued for any of the
purposes authorized by
article eighteen of this constitution, in which
event the notes or obli-
gations shall with the interest thereon be paid
from the proceeds of the
sale of such bonds within five years from the date
of issue.
S 10. In addition to the above limited power
to contract debts, the
state may contract debts to repel invasion,
suppress insurrection, or
defend the state in war, or to suppress forest
fires; but the money
arising from the contracting of such debts shall
be applied for the
purpose for which it was raised, or to repay such
debts, and to no other
purpose whatever.
S 11. Except the debts or refunding debts
specified in sections 9, 10
and 13 of this article, no debt shall be hereafter
contracted by or in
behalf of the state, unless such debt shall be
authorized by law, for
some single work or purpose, to be distinctly
specified therein. No such
law shall take effect until it shall, at a general
election, have been
submitted to the people, and have received a
majority of all the votes
cast for and against it at such election nor shall
it be submitted to be
voted on within three months after its passage
nor at any general
election when any other law or any bill shall be
submitted to be voted
for or against.
The legislature may, at any time after the
approval of such law by the
people, if no debt shall have been contracted
in pursuance thereof,
repeal the same; and may at any time, by law,
forbid the contracting of
any further debt or liability under such law.
S 12. Except the debts or refunding debts
specified in sections 9, 10
and 13 of this article, all debts contracted by
the state and each
portion of any such debt from time to time
so contracted shall be
subject to the following rules:
1. The principal of each debt or any portion
thereof shall either be
paid in equal annual installments or in
installments that result in
substantially level or declining debt service
payments such as shall be
authorized by law, or, in the alternative,
contributions of principal in
the amount that would otherwise be required to be
paid annually shall be
made to a sinking fund.
2. When some portions of the same debt are
payable annually while
other portions require contributions to a sinking
fund, the entire debt
shall be structured so that the combined amount
of annual installments
of principal paid and/or annual contributions of
principal made in each
year shall be equal to the amount that would be
required to be paid if
the entire debt were payable in annual
installments.
3. When interest on state obligations is not paid
at least annually,
there shall also be contributed to a sinking fund
at least annually, the
amount necessary to bring the balance thereof,
including income earned
on contributions, to the accreted value of the
obligations to be paid
therefrom on the date such contribution is
made, less the sum of all
required future contributions of principal, in the
case of sinking fund
obligations, or payments of principal, in the
case of serial obli-
gations. Notwithstanding the foregoing, nothing
contained in this subdi-
vision shall be deemed to require contributions for
interest to sinking
funds if total debt service due on the debt or
portion thereof in the
year such interest is due will be substantially the
same as the total
debt service due on such debt or portion thereof
in each other year or
if the total amount of debt service due in each
subsequent year on such
debt or portion thereof shall be less than the
total debt service due in
each prior year.
4. The first annual installment on such debt
shall be paid, or the
first annual contribution shall be made to a
sinking fund, not more than
one year, and the last installment shall be paid,
or contribution made
not more than forty years, after such debt or
portion thereof shall have
been contracted, provided, however, that in
contracting any such debt
the privilege of paying all or any part of such
debt prior to the date
on which the same shall be due may be reserved
to the state in such
manner as may be provided by law.
5. No such debt shall be contracted for a period
longer than that of
the probable life of the work or purpose for
which the debt is to be
contracted, or in the alternative, the weighted
average period of proba-
ble life of the works or purposes for which such
indebtedness is to be
contracted. The probable lives of such works or
purposes shall be deter-
mined by general laws, which determination shall be
conclusive.
6. The money arising from any loan creating
such debt or liability
shall be applied only to the work or purpose
specified in the act
authorizing such debt or liability, or for the
payment of such debt or
liability, including any notes or obligations
issued in anticipation of
the sale of bonds evidencing such debt or
liability.
7. Any sinking funds created pursuant to this
section shall be main-
tained and managed by the state comptroller or
an agent or trustee
designated by the state comptroller, and
amounts in sinking funds
created pursuant to this section, and earnings
thereon, shall be used
solely for the purpose of retiring the
obligations secured thereby
except that amounts in excess of the required
balance on any contrib-
ution date and amounts remaining in such funds
after all of the obli-
gations secured thereby have been retired shall
be deposited in the
general fund.
8. No appropriation shall be required for
disbursement of money, or
income earned thereon, from any sinking fund
created pursuant to this
section for the purpose of paying principal of and
interest on the obli-
gations for which such fund was created, except
that interest shall be
paid from any such fund only if, and to the extent
that, it is not paya-
ble annually and contributions on account of such
interest were made
thereto.
9. The provisions of section 15 of this
article shall not apply to
sinking funds created pursuant to this section.
10. When state obligations are sold at a
discount, the debt incurred
for purposes of determining the amount of debt
issued or outstanding
pursuant to a voter approved bond referendum or
other limitation on the
amount of debt that may be issued or outstanding
for a work or purpose
shall be deemed to include only the amount of money
actually received by
the state notwithstanding the face amount of such
obligations.
S 13. The legislature may provide means and
authority whereby any
state debt or debts, or any portion or
combination thereof, may be
refunded in accordance with the following
provisions:
1. State debts may be refunded at any time
after they are incurred
provided that the state will achieve a debt service
savings on a present
value basis as a result of the refunding
transaction, and further
provided that no maturity shall be called for
redemption unless the
privilege to pay prior to the maturity date was
reserved to the state.
The legislature may provide for the method of
computation of present
value for such purpose.
2. In no event shall refunding obligations be
issued in an amount
exceeding that necessary to provide sufficient
funds to accomplish the
refunding of the obligations to be refunded
including paying all costs
and expenses related to the refunding
transaction and, in no event,
shall the proceeds of refunding obligations be
applied to any purpose
other than accomplishing the refunding of the
debt to be refunded and
paying costs and expenses related to the refunding.
3. Proceeds of refunding obligations shall be
deposited in escrow
funds which shall be maintained and managed by the
state comptroller or
by an agent or trustee designated by the state
comptroller and no legis-
lative appropriation shall be required for
disbursement of money, or
income earned thereon, from such escrow funds for
the purposes enumer-
ated in this section.
4. Refunding obligations may be refunded pursuant
to this section.
5. Refunding obligations shall either be paid in
annual installments
or annual contributions shall be made to a
sinking fund in amounts
sufficient to retire the refunding obligations at
their maturity. No
annual installments or contributions of
principal need be made with
respect to all or any portion of an issue of
refunding obligations in
years when debt service on such refunding
obligations or portion thereof
is paid or contributed entirely from an escrow
fund created pursuant to
subdivision 3 of this section or in years when
no installments or
contributions would have been due on the
obligations to be refunded. So
long as any of the refunding obligations remain
outstanding, install-
ments or contributions shall be made in any years
that installments or
contributions would have been due on the
obligations to be refunded.
6. In no event shall the last annual installment
or contribution on
any portion of refunding debt, including refunding
obligations issued to
refund other refunding obligations, be made after
the termination of the
period of probable life of the projects financed
with the proceeds of
the relevant portion of the debt to be refunded, or
any debt previously
refunded with the refunding obligations to be
refunded, determined as of
the date of issuance of the original obligations
pursuant to section 12
of this article to finance such projects, or forty
years from such date,
if earlier; provided, however, that in lieu of the
foregoing, an entire
refunding issue or portion thereof may be
structured to mature over the
remaining weighted average useful life of all
projects financed with the
obligations being refunded.
7. Subject to the provisions of subdivision 5 of
this section, each
annual installment or contribution of principal of
refunding obligations
shall be equal to the amount that would be
required by subdivision 1 of
section 12 of this article if such installments
or contributions were
required to be made from the year that the next
installment or contrib-
ution would have been due on the obligations to be
refunded, if they had
not been refunded, until the final maturity of the
refunding obligations
but excluding any year in which no installment
or contribution would
have been due on the obligations to be refunded
or, in the alternative,
the total payments of principal and interest on
the refunding bonds
shall be less in each year to their final
maturity than the total
payments of principal and interest on the bonds to
be refunded in each
such year.
8. The provisions of subdivision 3 and
subdivisions 7 through 9 of
section 12 of this article shall apply to sinking
funds created pursuant
to this section for the payment at maturity of
refunding obligations.
S 14. The legislature may authorize by law the
creation of a debt or
debts of the state, not exceeding in the aggregate
three hundred million
dollars, to provide moneys for the elimination,
under state supervision,
of railroad crossings at grade within the state,
and for incidental
improvements connected therewith as authorized
by this section. The
provisions of this article, not inconsistent with
this section, relating
to the issuance of bonds for a debt or debts of the
state and the matu-
rity and payment thereof, shall apply to a state
debt or debts created
pursuant to this section; except that the law
authorizing the contract-
ing of such debt or debts shall take effect
without submission to the
people pursuant to section 11 of this article. The
aggregate amount of a
state debt or debts which may be created pursuant
to this section shall
not exceed the difference between the amount of
the debt or debts here-
tofore created or authorized by law, under the
provisions of section 14
of article VII of the constitution in force on
July first, nineteen
hundred thirty-eight, and the sum of three hundred
million dollars.
The expense of any grade crossing elimination
the construction work
for which was not commenced before January first,
nineteen hundred thir-
ty-nine, including incidental improvements
connected therewith as
authorized by this section, whether or not an order
for such elimination
shall theretofore have been made, shall be paid
by the state in the
first instance, but the state shall be
entitled to recover from the
railroad company or companies, by way of
reimbursement (1) the entire
amount of the railroad improvements not an
essential part of elimi-
nation, and (2) the amount of the net benefit to
the company or compa-
nies from the elimination exclusive of such
railroad improvements, the
amount of such net benefit to be adjudicated after
the completion of the
work in the manner to be prescribed by law, and in
no event to exceed
fifteen per centum of the expense of the
elimination, exclusive of all
incidental improvements. The reimbursement by
the railroad companies
shall be payable at such times, in such manner and
with interest at such
rate as the legislature may prescribe.
The expense of any grade crossing elimination
the construction work
for which was commenced before January first,
nineteen hundred thirty-
nine, shall be borne by the state, railroad
companies, and the munici-
pality or municipalities in the proportions
formerly prescribed by
section 14 of article VII of the constitution in
force on July first,
nineteen hundred thirty-eight, and the law or laws
enacted pursuant to
its provisions, applicable to such
elimination, and subject to the
provisions of such former section and law or laws,
including advances in
aid of any railroad company or municipality,
although such elimination
shall not be completed until after January first,
nineteen hundred thir-
ty-nine.
A grade crossing elimination the construction
work for which shall be
commenced after January first, nineteen
hundred thirty-nine, shall
include incidental improvements rendered necessary
or desirable because
of such elimination, and reasonably included in
the engineering plans
therefor. Out of the balance of all moneys
authorized to be expended
under section 14 of article VII of the
constitution in force on July
first, nineteen hundred thirty-eight, and remaining
unexpended and unob-
ligated on such date, fifty million dollars shall
be deemed segregated
for grade crossing eliminations and incidental
improvements in the city
of New York and shall be available only for
such purposes until such
eliminations and improvements are completed and
paid for.
Notwithstanding any of the foregoing provisions
of this section the
legislature is hereby authorized to appropriate,
out of the proceeds of
bonds now or hereafter sold to provide moneys for
the elimination of
railroad crossings at grade and incidental
improvements pursuant to this
section, sums not exceeding in the aggregate
sixty million dollars for
the construction and reconstruction of state
highways and parkways.
S 15. The sinking funds provided for the
payment of interest and the
extinguishment of the principal of the debts of
the state heretofore
contracted shall be continued; they shall be
separately kept and safely
invested, and neither of them shall be
appropriated or used in any
manner other than for such payment and
extinguishment as hereinafter
provided. The comptroller shall each year appraise
the securities held
for investment in each of such funds at their
fair market value not
exceeding par. The comptroller shall then determine
and certify to the
legislature the amount of each of such funds and
the amounts which, if
thereafter annually contributed to each such fund,
would, with the fund
and with the accumulations thereon and upon the
contributions thereto,
computed at the rate of three per centum per annum,
produce at the date
of maturity the amount of the debt to
retire which such fund was
created, and the legislature shall thereupon
appropriate as the contrib-
ution to each such fund for such year at least the
amount thus certi-
fied.
If the income of any such fund in any year is
more than a sum which,
if annually added to such fund would, with the
fund and its accumu-
lations as aforesaid, retire the debt at maturity,
the excess income may
be applied to the interest on the debt for which
the fund was created.
After any sinking fund shall equal in amount the
debt for which it was
created no further contribution shall be made
thereto except to make
good any losses ascertained at the annual
appraisals above mentioned,
and the income thereof shall be applied to the
payment of the interest
on such debt. Any excess in such income not
required for the payment of
interest may be applied to the general fund of the
state.
S 16. The legislature shall annually provide by
appropriation for the
payment of the interest upon and installments of
principal of all debts
or refunding debts created on behalf of the
state except those
contracted under section 9 of this article, as the
same shall fall due,
and for the contribution to all of the sinking
funds created by law, of
the amounts annually to be contributed under the
provisions of section
12, 13 or 15 of this article. If at any time the
legislature shall fail
to make any such appropriation, the comptroller
shall set apart from the
first revenues thereafter received, applicable to
the general fund of
the state, a sum sufficient to pay such interest,
installments of prin-
cipal, or contributions to such sinking fund, as
the case may be, and
shall so apply the moneys thus set apart.
The comptroller may be
required to set aside and apply such revenues as
aforesaid, at the suit
of any holder of such bonds.
Notwithstanding the foregoing provisions of
this section, the comp-
troller may covenant with the purchasers of any
state obligations that
they shall have no further rights against the
state for payment of such
obligations or any interest thereon after an
amount or amounts deter-
mined in accordance with the provisions of such
covenant is deposited in
a described fund or with a named or described
agency or trustee. In such
case, this section shall have no further
application with respect to
payment of such obligations or any interest
thereon after the comp-
troller has complied with the prescribed conditions
of such covenant.
S 17. The legislature may establish a fund
or funds to aid in the
stabilization of the tax revenues of the state
available for expenditure
or distribution. Any law creating such a fund shall
specify the tax or
taxes to which such fund relates, and shall
prescribe the method of
determining the amount of revenue from any such tax
or taxes which shall
constitute a norm of each fiscal year. Such part as
shall be prescribed
by law of any revenue derived from such tax or
taxes during a fiscal
year in excess of such norm shall be paid into
such fund. No moneys
shall at any time be withdrawn from such fund
unless the revenue derived
from such tax or taxes during a fiscal year
shall fall below the norm
for such year; in which event such amount as may be
prescribed by law,
but in no event an amount exceeding the difference
between such revenue
and such norm, shall be paid from such fund into
the general fund.
No law changing the method of determining a norm
or prescribing the
amount to be paid into such a fund or to be paid
from such a fund into
the general fund may become effective until three
years from the date of
its enactment.
S 18. The legislature may authorize by law the
creation of a debt or
debts of the state to provide for the payment of a
bonus to each male
and female member of the armed forces of the United
States, still in the
armed forces, or separated or discharged under
honorable conditions, for
service while on active duty with the armed
forces at any time during
the period from December seventh, nineteen
hundred forty-one to and
including September second, nineteen hundred
forty-five, who was a resi-
dent of this state for a period of at least six
months immediately prior
to his or her enlistment, induction or call to
active duty. The law
authorizing the creation of the debt shall provide
for payment of such
bonus to the next of kin of each male and
female member of the armed
forces who, having been a resident of this state
for a period of six
months immediately prior to his or her enlistment,
induction or call to
active duty, died while on active duty at any
time during the period
from December seventh, nineteen hundred
forty-one to and including
September second, nineteen hundred forty-five; or
who died while on
active duty subsequent to September second,
nineteen hundred forty-five,
or after his or her separation or discharge under
honorable conditions,
prior to receiving payment of such bonus. An
apportionment of the moneys
on the basis of the periods and places of service
of such members of the
armed forces shall be provided by general laws.
The aggregate of the
debts authorized by this section shall not exceed
four hundred million
dollars. The provisions of this article, not
inconsistent with this
section, relating to the issuance of bonds for a
debt or debts of the
state and the maturity and payment thereof, shall
apply to a debt or
debts created pursuant to this section; except
that the law authorizing
the contracting of such debt or debts shall
take effect without
submission to the people pursuant to section eleven
of this article.
Proceeds of bonds issued pursuant to law,
as authorized by this
section as in force prior to January first,
nineteen hundred fifty shall
be available and may be expended for the
payment of such bonus to
persons qualified therefor as now provided by this
section.
S 19. The legislature may authorize by law the
creation of a debt or
debts of the state, not exceeding in the
aggregate two hundred fifty
million dollars, to provide moneys for the
construction, reconstruction,
rehabilitation, improvement and equipment of
facilities for the expan-
sion and development of the program of higher
education provided and to
be provided at institutions now or hereafter
comprised within the state
university, for acquisition of real property
therefor, and for payment
of the state`s share of the capital costs of
locally sponsored insti-
tutions of higher education approved and regulated
by the state univer-
sity trustees. The provisions of this article,
not inconsistent with
this section, relating to the issuance of bonds for
a debt or debts of
the state and the maturity and payment thereof,
shall apply to a state
debt or debts created pursuant to this section;
except that the law
authorizing the contracting of such debt or
debts shall take effect
without submission to the people pursuant to
section eleven of this
article.
ARTICLE VIII
Local Finances
Section 1. No county, city, town, village or
school district shall
give or loan any money or property to or in aid of
any individual, or
private corporation or association, or private
undertaking, or become
directly or indirectly the owner of stock in, or
bonds of, any private
corporation or association; nor shall any county,
city, town, village or
school district give or loan its credit to or in
aid of any individual,
or public or private corporation or association, or
private undertaking,
except that two or more such units may join
together pursuant to law in
providing any municipal facility, service, activity
or undertaking which
each of such units has the power to provide
separately. Each such unit
may be authorized by the legislature to
contract joint or several
indebtedness, pledge its or their faith and
credit for the payment of
such indebtedness for such joint undertaking and
levy real estate or
other authorized taxes or impose charges
therefor subject to the
provisions of this constitution otherwise
restricting the power of such
units to contract indebtedness or to levy
taxes on real estate. The
legislature shall have power to provide by law for
the manner and the
proportion in which indebtedness arising out of
such joint undertakings
shall be incurred by such units and shall have
power to provide a method
by which such indebtedness shall be determined,
allocated and appor-
tioned among such units and such indebtedness
treated for purposes of
exclusion from applicable constitutional
limitations, provided that in
no event shall more than the total amount of
indebtedness incurred for
such joint undertaking be included in ascertaining
the power of all such
participating units to incur indebtedness. Such
law may provide that
such determination, allocation and apportionment
shall be conclusive if
made or approved by the comptroller. This provision
shall not prevent a
county from contracting indebtedness for the
purpose of advancing to a
town or school district, pursuant to law, the
amount of unpaid taxes
returned to it.
Subject to the limitations on indebtedness and
taxation applying to
any county, city, town or village nothing in this
constitution contained
shall prevent a county, city or town from making
such provision for the
aid, care and support of the needy as may be
authorized by law, nor
prevent any such county, city or town from
providing for the care,
support, maintenance and secular education of
inmates of orphan asylums,
homes for dependent children or correctional
institutions and of chil-
dren placed in family homes by authorized agencies,
whether under public
or private control, or from providing health and
welfare services for
all children, nor shall anything in this
constitution contained prevent
a county, city, town or village from increasing
the pension benefits
payable to retired members of a police department
or fire department or
to widows, dependent children or dependent parents
of members or retired
members of a police department or fire department;
or prevent the city
of New York from increasing the pension
benefits payable to widows,
dependent children or dependent parents of members
or retired members of
the relief and pension fund of the department of
street cleaning of the
city of New York. Payments by counties, cities or
towns to charitable,
eleemosynary, correctional and reformatory
institutions and agencies,
wholly or partly under private control, for
care, support and mainte-
nance, may be authorized, but shall not be
required, by the legislature.
No such payments shall be made for any person
cared for by any such
institution or agency, nor for a child placed in
a family home, who is
not received and retained therein pursuant to rules
established by the
state board of social welfare or other state
department having the power
of inspection thereof.
S 2. No county, city, town, village or school
district shall contract
any indebtedness except for county, city,
town, village or school
district purposes, respectively. No indebtedness
shall be contracted for
longer than the period of probable usefulness of
the object or purpose
for which such indebtedness is to be contracted,
or, in the alternative,
the weighted average period of probable
usefulness of the several
objects or purposes for which such indebtedness is
to be contracted, to
be determined by the governing body of the county,
city, town, village
or school district contracting such indebtedness
pursuant to general or
special laws of the state legislature, which
determination shall be
conclusive, and in no event for longer than forty
years. Indebtedness or
any portion thereof may be refunded within either
such period of proba-
ble usefulness, or average period of probable
usefulness, as may be
determined by such governing body computed from
the date such indebt-
edness was contracted.
No indebtedness shall be contracted by any
county, city, town, village
or school district unless such county, city,
town, village or school
district shall have pledged its faith and credit
for the payment of the
principal thereof and the interest thereon.
Except for indebtedness
contracted in anticipation of the collection of
taxes actually levied
and uncollected or to be levied for the year when
such indebtedness is
contracted and indebtedness contracted to be
paid in one of the two
fiscal years immediately succeeding the fiscal
year in which such
indebtedness was contracted, all such
indebtedness and each portion
thereof from time to time contracted, including
any refunding thereof,
shall be paid in annual installments, the first of
which, except in the
case of refunding of indebtedness heretofore
contracted, shall be paid
not more than two years after such indebtedness or
portion thereof shall
have been contracted, and no installment, except
in the case of refund-
ing of indebtedness heretofore contracted, shall be
more than fifty per
centum in excess of the smallest prior installment,
unless the governing
body of the county, city, town, village or school
district contracting
such indebtedness provides for substantially
level or declining debt
service payments as may be authorized by law.
Notwithstanding the foregoing provisions,
indebtedness contracted by
the city of New York and each portion of any such
indebtedness from time
to time so contracted for the supply of water,
including the acquisition
of land in connection with such purpose, may be
financed either by seri-
al bonds with a maximum maturity of fifty years,
in which case such
indebtedness shall be paid in annual
installments as hereinbefore
provided, or by sinking fund bonds with a
maximum maturity of fifty
years, which shall be redeemed through annual
contributions to sinking
funds established and maintained for the
purpose of amortizing the
indebtedness for which such bonds are issued.
Notwithstanding the fore-
going provisions, indebtedness hereafter contracted
by the city of New
York and each portion of any such indebtedness
from time to time so
contracted for (a) the acquisition, construction or
equipment of rapid
transit railroads, or (b) the construction of
docks, including the
acquisition of land in connection with any of
such purposes, may be
financed either by serial bonds with a maximum
maturity of forty years,
in which case such indebtedness shall be paid in
annual installments as
hereinbefore provided, or by sinking fund bonds
with a maximum maturity
of forty years, which shall be redeemed through
annual contributions to
sinking funds established and maintained for the
purpose of amortizing
the indebtedness for which such bonds are issued.
Notwithstanding the foregoing provisions, but
subject to such require-
ments as the legislature shall impose by general or
special law, indebt-
edness contracted by any county, city, town,
village or school district
and each portion thereof from time to time
contracted for any object or
purpose for which indebtedness may be contracted
may also be financed by
sinking fund bonds with a maximum maturity of fifty
years, which shall
be redeemed through annual contributions to sinking
funds established by
such county, city, town, village or school
district, provided, however,
that each such annual contribution shall be at
least equal to the amount
required, if any, to enable the sinking fund to
redeem, on the date of
the contribution, the same amount of such
indebtedness as would have
been paid and then be payable if such
indebtedness had been financed
entirely by the issuance of serial bonds, except,
if an issue of sinking
fund bonds is combined for sale with an issue of
serial bonds, for the
same object or purpose, then the amount of each
annual sinking fund
contribution shall be at least equal to the amount
required, if any, to
enable the sinking fund to redeem, on the date
of each such annual
contribution, (i) the amount which would be
required to be paid annually
if such indebtedness had been issued entirely as
serial bonds, less (ii)
the amount of indebtedness, if any, to be paid
during such year on the
portion of such indebtedness actually issued as
serial bonds. Sinking
funds established on or after January first,
nineteen hundred eighty-six
pursuant to the preceding sentence shall be
maintained and managed by
the state comptroller pursuant to such
requirements and procedures as
the legislature shall prescribe, including
provisions for reimbursement
by the issuer of bonds payable from such sinking
funds for the expenses
related to such maintenance and management.
Provisions shall be made annually by
appropriation by every county,
city, town, village and school district for the
payment of interest on
all indebtedness and for the amounts required for
(a) the amortization
and redemption of term bonds, sinking fund bonds
and serial bonds, (b)
the redemption of certificates or other evidence of
indebtedness (except
those issued in anticipation of the collection of
taxes or other reven-
ues, or renewals thereof, and which are described
in paragraph A of
section five of this article and those issued
in anticipation of the
receipt of the proceeds of the sale of bonds
theretofore authorized)
contracted to be paid in such year out of the tax
levy or other revenues
applicable to a reduction thereof, and (c) the
redemption of certif-
icates or other evidence of indebtedness issued in
anticipation of the
collection of taxes or other revenues, or
renewals thereof, which are
not retired within five years after their date of
original issue. If at
any time the respective appropriating
authorities shall fail to make
such appropriations, a sufficient sum shall be set
apart from the first
revenues thereafter received and shall be applied
to such purposes. The
fiscal officer of any county, city, town, village
or school district may
be required to set apart and apply such revenues
as aforesaid at the
suit of any holder of obligations issued for any
such indebtedness.
Notwithstanding the foregoing, all interest need
not be paid annually
on an issue of indebtedness provided that either
(a) substantially level
or declining debt service payments (including all
payments of interest)
shall be made over the life of such issue of
indebtedness, or (b) there
shall annually be contributed to a sinking fund
created pursuant to this
section, the amount necessary to bring the
balance thereof, including
income earned on contributions, to the accreted
value of the obligations
to be paid therefrom on the date such contribution
is made, less the sum
of all required future contributions of principal,
in the case of sink-
ing fund obligations, or payments of principal, in
the case of serial
obligations. When obligations are sold by a
county, city, town, village
or school district at a discount, the debt incurred
for the purposes of
any debt limitation contained in this
constitution, shall be deemed to
include only the amount of money actually received
by the county, city,
town, village or school district, irrespective of
the face amount of the
obligations.
S 2-a. Notwithstanding the provisions of section
one of this article,
the legislature by general or special law and
subject to such conditions
as it shall impose:
A. May authorize any county, city, town or
village or any county or
town on behalf of an improvement district to
contract indebtedness to
provide a supply of water, in excess of its own
needs, for sale to any
other public corporation or improvement district;
B. May authorize two or more public
corporations and improvement
districts to provide for a common supply of water
and may authorize any
such corporation, or any county or town on
behalf of an improvement
district, to contract joint indebtedness for such
purpose or to contract
indebtedness for specific proportions of the cost;
C. May authorize any county, city, town or
village or any county or
town on behalf of an improvement district to
contract indebtedness to
provide facilities, in excess of its own needs,
for the conveyance,
treatment and disposal of sewage from any other
public corporation or
improvement district;
D. May authorize two or more public
corporations and improvement
districts to provide for the common conveyance,
treatment and disposal
of sewage and may authorize any such corporation,
or any county or town
on behalf of an improvement district, to contract
joint indebtedness for
such purpose or to contract indebtedness for
specific proportions of the
cost;
E. May authorize any county, city, town or
village or any county or
town on behalf of an improvement district to
contract indebtedness to
provide facilities, in excess of its own needs,
for drainage purposes
from any other public corporation or improvement
district.
F. May authorize two or more public
corporations and improvement
districts to provide for a common drainage system
and may authorize any
such corporation, or any county or town on
behalf of an improvement
district, to contract joint indebtedness for such
purpose or to contract
indebtedness for specific proportions of the cost.
Indebtedness contracted by a county, city, town
or village pursuant to
this section shall be for a county, city,
town or village purpose,
respectively. In ascertaining the power of a
county, city, town or
village to contract indebtedness, any
indebtedness contracted pursuant
to paragraphs A and B of this section shall be
excluded.
The legislature shall provide the method by which
a fair proportion of
joint indebtedness contracted pursuant to
paragraphs D and F of this
section shall be allocated to any county, city,
town or village.
The legislature by general law in terms and in
effect applying alike
to all counties, to all cities, to all towns and/or
to all villages also
may provide that all or any part of indebtedness
contracted or proposed
to be contracted by any county, city, town or
village pursuant to para-
graphs D and F of this section for a revenue
producing public improve-
ment or service may be excluded periodically in
ascertaining the power
of such county, city, town or village to contract
indebtedness. The
amount of any such exclusion shall have a
reasonable relation to the
extent to which such public improvement or service
shall have yielded or
is expected to yield revenues sufficient to provide
for the payment of
the interest on and amortization of or
payment of indebtedness
contracted or proposed to be contracted for such
public improvement or
service, after deducting all costs of operation,
maintenance and repairs
thereof. The legislature shall provide the
method by which a fair
proportion of joint indebtedness proposed to be
contracted pursuant to
paragraphs D and F of this section shall be
allocated to any county,
city, town or village for the purpose of
determining the amount of any
such exclusion. The provisions of paragraph
C of section five and
section ten-a of this article shall not apply to
indebtedness contracted
pursuant to paragraphs D and F of this section.
The legislature may provide that any
allocation of indebtedness, or
determination of the amount of any exclusion
of indebtedness, made
pursuant to this section shall be conclusive if
made or approved by the
state comptroller.
S 3. No municipal or other corporation (other
than a county, city,
town, village, school district or fire district, or
a river improvement,
river regulating, or drainage district,
established by or under the
supervision of the department of conservation)
possessing the power (a)
to contract indebtedness and (b) to levy taxes or
benefit assessments
upon real estate or to require the levy of such
taxes or assessments,
shall hereafter be established or created, but
nothing herein shall
prevent the creation of improvement districts
in counties and towns,
provided that the county or town or towns in which
such districts are
located shall pledge its or their faith and
credit for the payment of
the principal of and interest on all indebtedness
to be contracted for
the purposes of such districts, and in
ascertaining the power of any
such county or town to contract indebtedness, such
indebtedness shall be
included, unless such indebtedness would, under the
provisions of this
article, be excluded in ascertaining the power
of a county or town to
contract indebtedness. No such corporation now
existing shall hereafter
contract any indebtedness without the consent,
granted in such manner as
may be prescribed by general law, of the city or
village within which,
or of the town within any unincorporated area of
which any real estate
may be subject to such taxes or assessments. If
the real estate subject
to such taxes or assessments is wholly within a
city, village or the
unincorporated area of a town, in ascertaining
the power of such city,
village or town to contract indebtedness, there
shall be included any
indebtedness hereafter contracted by such
corporation, unless such
indebtedness would, under the provisions of this
article, be excluded if
contracted by such city, village or town. If
only part of the real
estate subject to such taxes or assessments is
within a city, village or
the unincorporated area of a town, in
ascertaining the power of such
city, village or town to contract indebtedness,
there shall be included
the proportion, determined as prescribed by
general law, of any indebt-
edness hereafter contracted by such corporation,
unless such indebt-
edness would, under the provisions of this
article, be excluded if
contracted by such city, village or town.
S 4. Except as otherwise provided in this
constitution, no county,
city, town, village or school district described in
this section shall
be allowed to contract indebtedness for any
purpose or in any manner
which, including existing indebtedness, shall
exceed an amount equal to
the following percentages of the average full
valuation of taxable real
estate of such county, city, town, village or
school district:
(a) the county of Nassau, for county purposes,
ten per centum;
(b) any county, other than the county of Nassau,
for county purposes,
seven per centum;
(c) the city of New York, for city purposes, ten
per centum;
(d) any city, other than the city of New
York, having one hundred
twenty-five thousand or more inhabitants according
to the latest federal
census, for city purposes, nine per centum;
(e) any city having less than one hundred
twenty-five thousand inhab-
itants according to the latest federal
census, for city purposes,
excluding education purposes, seven per centum;
(f) any town, for town purposes, seven per
centum;
(g) any village for village purposes, seven per
centum; and
(h) any school district which is coterminous
with, or partly within,
or wholly within, a city having less than one
hundred twenty-five thou-
sand inhabitants according to the latest federal
census, for education
purposes, five per centum; provided, however,
that such limitation may
be increased in relation to indebtedness for
specified objects or
purposes with (1) the approving vote of sixty per
centum or more of the
duly qualified voters of such school district
voting on a proposition
therefor submitted at a general or special
election, (2) the consent of
The Regents of the University of the State of
New York and (3) the
consent of the state comptroller. The legislature
shall prescribe by law
the qualifications for voting at any such election.
Except as otherwise provided in this
constitution, any indebtedness
contracted in excess of the respective limitations
prescribed in this
section shall be void.
In ascertaining the power of any city having
less than one hundred
twenty-five thousand inhabitants according to the
latest federal census
to contract indebtedness, indebtedness
heretofore contracted by such
city for education purposes shall be excluded.
Such indebtedness so
excluded shall be included in ascertaining
the power of a school
district which is coterminous with, or partly
within, or wholly within,
such city to contract indebtedness. The
legislature shall prescribe by
law the manner by which the amount of such
indebtedness shall be deter-
mined and allocated among such school districts.
Such law may provide
that such determinations and allocations shall be
conclusive if made or
approved by the state comptroller.
In ascertaining the power of a school
district described in this
section to contract indebtedness, certificates or
other evidences of
indebtedness described in paragraph A of section
five of this article
shall be excluded.
The average full valuation of taxable real estate
of any such county,
city, town, village or school district shall be
determined in the manner
prescribed in section ten of this article.
Nothing contained in this section shall be
deemed to restrict the
powers granted to the legislature by other
provisions of this constitu-
tion to further restrict the powers of any
county, city, town, village
or school district to contract indebtedness.
S 5. In ascertaining the power of a county,
city, town or village to
contract indebtedness, there shall be excluded:
A. Certificates or other evidences of
indebtedness (except serial
bonds of an issue having a maximum maturity of
more than two years)
issued for purposes other than the financing of
capital improvements and
contracted to be redeemed in one of the two
fiscal years immediately
succeeding the year of their issue, and
certificates or other evidences
of indebtedness issued in any fiscal year in
anticipation of (a) the
collection of taxes on real estate for amounts
theretofore actually
levied and uncollected or to be levied in such year
and payable out of
such taxes, (b) moneys receivable from the state
which have theretofore
been apportioned by the state or which are to be
so apportioned within
one year after their issue and (c) the collection
of any other taxes due
and payable or to become due and payable within
one year or of other
revenues to be received within one year after their
issue; excepting any
such certificates or other evidences of
indebtedness or renewals thereof
which are not retired within five years after
their date of original
issue.
B. Indebtedness heretofore or hereafter
contracted to provide for the
supply of water.
C. Indebtedness heretofore or hereafter
contracted by any county,
city, town or village for a public
improvement or part thereof, or
service, owned or rendered by such county, city,
town or village, annu-
ally proportionately to the extent that the same
shall have yielded to
such county, city, town or village net revenue;
provided, however, that
such net revenue shall be twenty-five per centum
or more of the amount
required in such year for the payment of the
interest on, amortization
of, or payment of, such indebtedness. Such
exclusion shall be granted
only if the revenues of such public improvement
or part thereof, or
service, are applied to and actually used for
payment of all costs of
operation, maintenance and repairs, and payment of
the amounts required
in such year for interest on and amortization of
or redemption of such
indebtedness, or such revenues are deposited in a
special fund to be
used solely for such payments. Any revenues
remaining after such
payments are made may be used for any lawful
purpose of such county,
city, town or village, respectively.
Net revenue shall be determined by deducting
from gross revenues of
the preceding year all costs of operation,
maintenance and repairs for
such year, or the legislature may provide that
net revenue shall be
determined by deducting from the average of the
gross revenues of not to
exceed five of the preceding years during which
the public improvement
or part thereof, or service, has been in
operation, the average of all
costs of operation, maintenance and repairs for the
same years.
A proportionate exclusion of indebtedness
contracted or proposed to be
contracted also may be granted for the period from
the date when such
indebtedness is first contracted or to be
contracted for such public
improvement or part thereof, or service, through
the first year of oper-
ation of such public improvement or part
thereof, or service. Such
exclusion shall be computed in the manner
provided in this section on
the basis of estimated net revenue which shall be
determined by deduct-
ing from the gross revenues estimated to be
received during the first
year of operation of such public improvement
or part thereof, or
service, all estimated costs of operation,
maintenance and repairs for
such year. The amount of any such proportionate
exclusion shall not
exceed seventy-five per centum of the amount which
would be excluded if
the computation were made on the basis of net
revenue instead of esti-
mated net revenue.
Except as otherwise provided herein, the
legislature shall prescribe
the method by which and the terms and conditions
under which the propor-
tionate amount of any such indebtedness to be
so excluded shall be
determined and no proportionate amount of such
indebtedness shall be
excluded except in accordance with such
determination. The legislature
may provide that the state comptroller shall make
such determination or
it may confer appropriate jurisdiction on the
appellate division of the
supreme court in the judicial departments in
which such counties,
cities, towns or villages are located for the
purpose of determining the
proportionate amount of any such indebtedness to be
so excluded.
The provisions of this paragraph C shall not
affect or impair any
existing exclusions of indebtedness, or the power
to exclude indebt-
edness, granted by any other provision of this
constitution.
D. Serial bonds, issued by any county, city, town
or village which now
maintains a pension or retirement system or
fund which is not on an
actuarial reserve basis with current payments to
the reserve adequate to
provide for all current accruing liabilities.
Such bonds shall not
exceed in the aggregate an amount sufficient to
provide for the payment
of the liabilities of such system or fund, accrued
on the date of issu-
ing such bonds, both on account of pensioners
on the pension roll on
that date and prospective pensions to dependents of
such pensioners and
on account of prior service of active members of
such system or fund on
that date. Such bonds or the proceeds thereof shall
be deposited in such
system or fund. Each such pension or retirement
system or fund thereaft-
er shall be maintained on an actuarial reserve
basis with current
payments to the reserve adequate to provide for
all current accruing
liabilities.
E. Indebtedness contracted on or after January
first, nineteen hundred
sixty-two and prior to January first, two
thousand four, for the
construction or reconstruction of facilities for
the conveyance, treat-
ment and disposal of sewage. The legislature shall
prescribe the method
by which and the terms and conditions under which
the amount of any such
indebtedness to be excluded shall be
determined, and no such indebt-
edness shall be excluded except in accordance with
such determination.
S 6. In ascertaining the power of the cities of
Buffalo, Rochester and
Syracuse to contract indebtedness, in
addition to the indebtedness
excluded by section 5 of this article, there shall
be excluded:
Indebtedness not exceeding in the aggregate the
sum of ten million
dollars, heretofore or hereafter contracted by
the city of Buffalo or
the city of Rochester and indebtedness not
exceeding in the aggregate
the sum of five million dollars heretofore or
hereafter contracted by
the city of Syracuse for so much of the cost and
expense of any public
improvement as may be required by the ordinance or
other local law ther-
ein assessing the same to be raised by assessment
upon local property or
territory.
S 7. In ascertaining the power of the city of
New York to contract
indebtedness, in addition to the indebtedness
excluded by section five
of this article, there shall be excluded:
A. Indebtedness contracted prior to the first day
of January, nineteen
hundred ten, for dock purposes proportionately
to the extent to which
the current net revenues received by the city
therefrom shall meet the
interest on and the annual requirements for the
amortization of such
indebtedness. The legislature shall prescribe the
method by which and
the terms and conditions under which the amount of
any such indebtedness
to be so excluded shall be determined, and no such
indebtedness shall be
excluded except in accordance with such
determination. The legislature
may confer appropriate jurisdiction on the
appellate division of the
supreme court in the first judicial department for
the purpose of deter-
mining the amount of any such indebtedness to be so
excluded.
B. The aggregate of indebtedness initially
contracted from time to
time after January first, nineteen hundred
twenty-eight, for the
construction or equipment, or both, of new rapid
transit railroads, not
exceeding the sum of three hundred million
dollars. Any indebtedness
thereafter contracted in excess of such sum for
such purposes shall not
be so excluded, but this provision shall not be
construed to prevent the
refunding of any of the indebtedness excluded
hereunder.
C. The aggregate of indebtedness initially
contracted from time to
time after January first, nineteen hundred fifty,
for the construction,
reconstruction and equipment of city hospitals, not
exceeding the sum of
one hundred fifty million dollars. Any
indebtedness thereafter
contracted in excess of such sum for such
purposes, other than indebt-
edness contracted to refund indebtedness excluded
pursuant to this para-
graph, shall not be so excluded.
D. The aggregate of indebtedness initially
contracted from time to
time after January first, nineteen hundred
fifty-two, for the
construction and equipment of new rapid transit
railroads, including
extensions of and interconnections with and between
existing rapid tran-
sit railroads or portions thereof, and
reconstruction and equipment of
existing rapid transit railroads, not exceeding the
sum of five hundred
million dollars. Any indebtedness thereafter
contracted in excess of
such sum for such purposes, other than indebtedness
contracted to refund
indebtedness excluded pursuant to this
paragraph, shall not be so
excluded.
E. Indebtedness contracted for school purposes,
evidenced by bonds, to
the extent to which state aid for common
schools, not exceeding two
million five hundred thousand dollars, shall meet
the interest and the
annual requirements for the amortization and
payment of part or all of
one or more issues of such bonds. Such exclusion
shall be effective only
during a fiscal year of the city in which its
expense budget provides
for the payment of such debt service from such
state aid. The legisla-
ture shall prescribe by law the manner by which the
amount of any such
exclusion shall be determined and such
indebtedness shall not be
excluded hereunder except in accordance with
the determination so
prescribed. Such law may provide that any such
determination shall be
conclusive if made or approved by the state
comptroller.
S 7-a. In ascertaining the power of the city of
New York to contract
indebtedness, in addition to the indebtedness
excluded under any other
section of this constitution, there shall be
excluded:
A. The aggregate of indebtedness initially
contracted from time to
time by the city for the acquisition of
railroads and facilities or
properties used in connection therewith or rights
therein or securities
of corporations owning such railroads, facilities
or rights, not exceed-
ing the sum of three hundred fifteen million
dollars. Provision for the
amortization of such indebtedness shall be made
either by the establish-
ment and maintenance of a sinking fund therefor or
by annual payment of
part thereof, or by both such methods. Any
indebtedness thereafter
contracted in excess of such sum for such
purposes shall not be so
excluded, but this provision shall not be
construed to prevent the
refunding of any such indebtedness.
Notwithstanding any other provision of the
constitution, the city is
hereby authorized to contract indebtedness for
such purposes and to
deliver its obligations evidencing such
indebtedness to the corporations
owning the railroads, facilities, properties or
rights acquired, to the
holders of securities of such owning corporations,
to the holders of
securities of corporations holding the securities
of such owning corpo-
rations, or to the holders of securities to which
such acquired rail-
roads, facilities, properties or rights are now
subject.
B. Indebtedness contracted by the city for
transit purposes, and not
otherwise excluded, proportionately to the extent
to which the current
net revenue received by the city from all
railroads and facilities and
properties used in connection therewith and rights
therein owned by the
city and securities of corporations owning such
railroads, facilities,
properties or rights, owned by the city, shall meet
the interest and the
annual requirements for the amortization and
payment of such non-exclud-
ed indebtedness.
In determining whether indebtedness for
transit purposes may be
excluded under this paragraph of this section,
there shall first be
deducted from the current net revenue received by
the city from such
railroads and facilities and properties used in
connection therewith and
rights therein and securities owned by the city:
(a) an amount equal to
the interest and amortization requirements on
indebtedness for rapid
transit purposes heretofore excluded by order of
the appellate division,
which exclusion shall not be terminated by or
under any provision of
this section; (b) an amount equal to the
interest on indebtedness
contracted pursuant to this section and of the
annual requirements for
amortization on any sinking fund bonds and for
redemption of any serial
bonds evidencing such indebtedness; (c) an
amount equal to the sum of
all taxes and bridge tolls accruing to the city in
the fiscal year of
the city preceding the acquisition of the
railroads or facilities or
properties or rights therein or securities acquired
by the city here-
under, from such railroads, facilities and
properties; and (d) the
amount of net operating revenue derived by the city
from the independent
subway system during such fiscal year. The
legislature shall prescribe
the method by which and the terms and conditions
under which the amount
of any indebtedness to be excluded hereunder shall
be determined, and no
indebtedness shall be excluded except in
accordance with the determi-
nation so prescribed. The legislature may confer
appropriate jurisdic-
tion on the appellate division of the supreme court
in the first judi-
cial department for the purpose of determining the
amount of any debt to
be so excluded.
S 8. No indebtedness of a county, city,
town, village or school
district valid at the time of its inception
shall thereafter become
invalid by reason of the operation of any of
the provisions of this
article.
S 9. Whenever the boundaries of any city are
the same as those of a
county, or when any city includes within its
boundaries more than one
county, the power of any county wholly
included within such city to
contract indebtedness shall cease, but the
indebtedness of such county
shall not, for the purposes of this article, be
included as a part of
the city indebtedness.
S 10. Hereafter, in any county, city,
village or school district
described in this section, the amount to be raised
by tax on real estate
in any fiscal year, in addition to providing for
the interest on and the
principal of all indebtedness, shall not exceed an
amount equal to the
following percentages of the average full
valuation of taxable real
estate of such county, city, village or school
district, less the amount
to be raised by tax on real estate in such year for
the payment of the
interest on and redemption of certificates or
other evidence of indebt-
edness described in paragraphs A and D of section
five of this article,
or renewals thereof:
(a) any county, for county purposes, one and
one-half per centum;
provided, however, that the legislature may
prescribe a method by which
such limitation may be increased to not to exceed
two per centum;
(b) any city of one hundred twenty-five
thousand or more inhabitants
according to the latest federal census, for
city purposes, two per
centum;
(c) any city having less than one hundred
twenty-five thousand inhab-
itants according to the latest federal census, for
city purposes, two
per centum;
(d) any village, for village purposes, two per
centum;
(e) Notwithstanding the provisions of
sub-paragraphs (a) and (b) of
this section, the city of New York and the
counties therein, for city
and county purposes, a combined total of two and
one-half per centum.
The average full valuation of taxable real
estate of such county,
city, village or school district shall be
determined by taking the
assessed valuations of taxable real estate on the
last completed assess-
ment rolls and the four preceding rolls of such
county, city, village or
school district, and applying thereto the
ratio which such assessed
valuation on each of such rolls bears to the full
valuation, as deter-
mined by the state tax commission or by such
other state officer or
agency as the legislature shall by law direct.
The legislature shall
prescribe the manner by which such ratio shall
be determined by the
state tax commission or by such other state officer
or agency.
Nothing contained in this section shall be
deemed to restrict the
powers granted to the legislature by other
provisions of this constitu-
tion to further restrict the powers of any county,
city, town, village
or school district to levy taxes on real estate.
S 10-a. For the purpose of determining the
amount of taxes which may
be raised on real estate pursuant to section ten
of this article, the
revenues received in each fiscal year by any
county, city or village
from a public improvement or part thereof, or
service, owned or rendered
by such county, city or village for which bonds
or capital notes are
issued after January first, nineteen hundred
fifty, shall be applied
first to the payment of all costs of operation,
maintenance and repairs
thereof, and then to the payment of the amounts
required in such fiscal
year to pay the interest on and the amortization
of, or payment of,
indebtedness contracted for such public
improvement or part thereof, or
service. The provisions of this section shall not
prohibit the use of
excess revenues for any lawful county, city or
village purpose. The
provisions of this section shall not be applicable
to a public improve-
ment or part thereof constructed to provide for the
supply of water.
S 11. (a) Whenever the city of New York is
required by law to pay for
all or any part of the cost of capital improvements
by direct budgetary
appropriation in any fiscal year or by the
issuance of certificates or
other evidence of indebtedness (except serial bonds
of an issue having a
maximum maturity of more than two years) to be
redeemed in one of the
two immediately succeeding fiscal years, taxes
required for such appro-
priation or for the redemption of such certificates
or other evidence of
indebtedness may be excluded in whole or in part by
such city from the
tax limitation prescribed by section ten of this
article, in which event
the total amount so required for such
appropriation and for the redemp-
tion of such certificates or other evidence of
indebtedness shall be
deemed to be indebtedness to the same extent and
in the same manner as
if such amount had been financed through
indebtedness payable in equal
annual installments over the period of the
probable usefulness of such
capital improvement, as determined by law. The
fiscal officer of such
city shall determine the amount to be deemed
indebtedness pursuant to
this section, and the legislature, in its
discretion, may provide that
such determination, if approved by the state
comptroller, shall be
conclusive. Any amounts determined to be deemed
indebtedness of any
county, city, other than the city of New
York, village or school
district in accordance with the provisions of this
section as in force
and effect prior to January first, nineteen hundred
fifty-two, shall not
be deemed to be indebtedness on and after such
date.
(b) Whenever any county, city, other than
the city of New York,
village or school district which is coterminous
with, or partly within,
or wholly within, a city having less than one
hundred twenty-five thou-
sand inhabitants according to the latest federal
census provides by
direct budgetary appropriation for any fiscal
year for the payment in
such fiscal year or in any future fiscal year or
years of all or any
part of the cost of an object or purpose for which
a period of probable
usefulness has been determined by law, the
taxes required for such
appropriation shall be excluded from the tax
limitation prescribed by
section ten of this article unless the legislature
otherwise provides.
S 12. It shall be the duty of the
legislature, subject to the
provisions of this constitution, to restrict the
power of taxation,
assessment, borrowing money, contracting
indebtedness, and loaning the
credit of counties, cities, towns and villages, so
as to prevent abuses
in taxation and assessments and in contracting of
indebtedness by them.
Nothing in this article shall be construed to
prevent the legislature
from further restricting the powers herein
specified of any county,
city, town, village or school district to contract
indebtedness or to
levy taxes on real estate. The legislature shall
not, however, restrict
the power to levy taxes on real estate for the
payment of interest on or
principal of indebtedness theretofore contracted.
ARTICLE IX
Local Governments
Bill of rights for local governments.
Section 1. Effective local self-government and
intergovernmental coop-
eration are purposes of the people of the state. In
furtherance thereof,
local governments shall have the following
rights, powers, privileges
and immunities in addition to those granted by
other provisions of this
constitution:
(a) Every local government, except a county
wholly included within a
city, shall have a legislative body elective by
the people thereof.
Every local government shall have power to adopt
local laws as provided
by this article.
(b) All officers of every local government whose
election or appoint-
ment is not provided for by this constitution
shall be elected by the
people of the local government, or of some
division thereof, or
appointed by such officers of the local government
as may be provided by
law.
(c) Local governments shall have power to agree,
as authorized by act
of the legislature, with the federal government, a
state or one or more
other governments within or without the state, to
provide cooperatively,
jointly or by contract any facility, service,
activity or undertaking
which each participating local government has the
power to provide sepa-
rately. Each such local government shall have
power to apportion its
share of the cost thereof upon such portion
of its area as may be
authorized by act of the legislature.
(d) No local government or any part of the
territory thereof shall be
annexed to another until the people, if any, of
the territory proposed
to be annexed shall have consented thereto by
majority vote on a refer-
endum and until the governing board of each local
government, the area
of which is affected, shall have consented thereto
upon the basis of a
determination that the annexation is in the
over-all public interest.
The consent of the governing board of a county
shall be required only
where a boundary of the county is affected. On
or before July first,
nineteen hundred sixty-four, the legislature shall
provide, where such
consent of a governing board is not granted, for
adjudication and deter-
mination, on the law and the facts, in a
proceeding initiated in the
supreme court, of the issue of whether the
annexation is in the over-all
public interest.
(e) Local governments shall have power to
take by eminent domain
private property within their boundaries for
public use together with
excess land or property but no more than is
sufficient to provide for
appropriate disposition or use of land or
property which abuts on that
necessary for such public use, and to sell or lease
that not devoted to
such use. The legislature may authorize and
regulate the exercise of the
power of eminent domain and excess condemnation
by a local government
outside its boundaries.
(f) No local government shall be prohibited by
the legislature (1)
from making a fair return on the value of the
property used and useful
in its operation of a gas, electric or water
public utility service,
over and above costs of operation and
maintenance and necessary and
proper reserves, in addition to an amount
equivalent to taxes which such
service, if privately owned, would pay to such
local government, or (2)
from using such profits for payment of refunds to
consumers or for any
other lawful purpose.
(g) A local government shall have power to
apportion its cost of a
governmental service or function upon any
portion of its area, as
authorized by act of the legislature.
(h) (1) Counties, other than those wholly
included within a city,
shall be empowered by general law, or by special
law enacted upon county
request pursuant to section two of this article,
to adopt, amend or
repeal alternative forms of county government
provided by the legisla-
ture or to prepare, adopt, amend or repeal
alternative forms of their
own. Any such form of government or any amendment
thereof, by act of the
legislature or by local law, may transfer one
or more functions or
duties of the county or of the cities, towns,
villages, districts or
other units of government wholly contained in such
county to each other
or when authorized by the legislature to the state,
or may abolish one
or more offices, departments, agencies or units of
government provided,
however, that no such form or amendment, except as
provided in paragraph
(2) of this subdivision, shall become effective
unless approved on a
referendum by a majority of the votes cast
thereon in the area of the
county outside of cities, and in the cities of
the county, if any,
considered as one unit. Where an alternative form
of county government
or any amendment thereof, by act of the
legislature or by local law,
provides for the transfer of any function or duty
to or from any village
or the abolition of any office, department, agency
or unit of government
of a village wholly contained in such county,
such form or amendment
shall not become effective unless it shall also
be approved on the
referendum by a majority of the votes cast
thereon in all the villages
so affected considered as one unit.
(2) After the adoption of an alternative form of
county government by
a county, any amendment thereof by act of the
legislature or by local
law which abolishes or creates an elective county
office, changes the
voting or veto power of or the method of
removing an elective county
officer during his or her term of office,
abolishes, curtails or trans-
fers to another county officer or agency any power
of an elective county
officer or changes the form or composition of
the county legislative
body shall be subject to a permissive referendum
as provided by the
legislature.
Powers and duties of legislature; home rule
powers of local govern-
ments; statute of local governments.
S 2. (a) The legislature shall provide for the
creation and organiza-
tion of local governments in such manner as
shall secure to them the
rights, powers, privileges and immunities
granted to them by this
constitution.
(b) Subject to the bill of rights of local
governments and other
applicable provisions of this constitution, the
legislature:
(1) Shall enact, and may from time to time amend,
a statute of local
governments granting to local governments
powers including but not
limited to those of local legislation and
administration in addition to
the powers vested in them by this article. A power
granted in such stat-
ute may be repealed, diminished, impaired or
suspended only by enactment
of a statute by the legislature with the approval
of the governor at its
regular session in one calendar year and the
re-enactment and approval
of such statute in the following calendar year.
(2) Shall have the power to act in relation to
the property, affairs
or government of any local government only by
general law, or by special
law only (a) on request of two-thirds of the
total membership of its
legislative body or on request of its chief
executive officer concurred
in by a majority of such membership, or (b),
except in the case of the
city of New York, on certificate of necessity from
the governor reciting
facts which in the judgment of the governor
constitute an emergency
requiring enactment of such law and, in such
latter case, with the
concurrence of two-thirds of the members elected to
each house of the
legislature.
(3) Shall have the power to confer on local
governments powers not
relating to their property, affairs or
government including but not
limited to those of local legislation and
administration, in addition to
those otherwise granted by or pursuant to this
article, and to withdraw
or restrict such additional powers.
(c) In addition to powers granted in the statute
of local governments
or any other law, (i) every local government
shall have power to adopt
and amend local laws not inconsistent with the
provisions of this
constitution or any general law relating to its
property, affairs or
government and, (ii) every local government shall
have power to adopt
and amend local laws not inconsistent with
the provisions of this
constitution or any general law relating to the
following subjects,
whether or not they relate to the property,
affairs or government of
such local government, except to the extent that
the legislature shall
restrict the adoption of such a local law
relating to other than the
property, affairs or government of such local
government:
(1) The powers, duties, qualifications, number,
mode of selection and
removal, terms of office, compensation, hours
of work, protection,
welfare and safety of its officers and employees,
except that cities and
towns shall not have such power with respect to
members of the legisla-
tive body of the county in their capacities as
county officers.
(2) In the case of a city, town or village, the
membership and compo-
sition of its legislative body.
(3) The transaction of its business.
(4) The incurring of its obligations, except that
local laws relating
to financing by the issuance of evidences of
indebtedness by such local
government shall be consistent with laws enacted by
the legislature.
(5) The presentation, ascertainment and
discharge of claims against
it.
(6) The acquisition, care, management and use of
its highways, roads,
streets, avenues and property.
(7) The acquisition of its transit facilities
and the ownership and
operation thereof.
(8) The levy, collection and administration of
local taxes authorized
by the legislature and of assessments for local
improvements, consistent
with laws enacted by the legislature.
(9) The wages or salaries, the hours of work
or labor, and the
protection, welfare and safety of persons employed
by any contractor or
sub-contractor performing work, labor or services
for it.
(10) The government, protection, order, conduct,
safety, health and
well-being of persons or property therein.
(d) Except in the case of a transfer of functions
under an alternative
form of county government, a local government
shall not have power to
adopt local laws which impair the powers of any
other local government.
(e) The rights and powers of local
governments specified in this
section insofar as applicable to any county within
the city of New York
shall be vested in such city.
Existing laws to remain applicable; construction;
definitions.
S 3. (a) Except as expressly provided, nothing
in this article shall
restrict or impair any power of the legislature in
relation to:
(1) The maintenance, support or administration
of the public school
system, as required or provided by article XI of
this constitution, or
any retirement system pertaining to such public
school system,
(2) The courts as required or provided by article
VI of this constitu-
tion, and
(3) Matters other than the property, affairs or
government of a local
government.
(b) The provisions of this article shall not
affect any existing valid
provisions of acts of the legislature or of local
legislation and such
provisions shall continue in force until repealed,
amended, modified or
superseded in accordance with the provisions of
this constitution.
(c) Rights, powers, privileges and immunities
granted to local govern-
ments by this article shall be liberally construed.
(d) Whenever used in this article the
following terms shall mean or
include:
(1) "General law. " A law which in terms and in
effect applies alike
to all counties, all counties other than those
wholly included within a
city, all cities, all towns or all villages.
(2) "Local government. " A county, city, town or
village.
(3) "People. " Persons entitled to vote as
provided in section one of
article two of this constitution.
(4) "Special law. " A law which in terms and in
effect applies to one
or more, but not all, counties, counties
other than those wholly
included within a city, cities, towns or villages.
ARTICLE X
Corporations
Section 1. Corporations may be formed under
general laws; but shall
not be created by special act, except for
municipal purposes, and in
cases where, in the judgment of the
legislature, the objects of the
corporation cannot be attained under general laws.
All general laws and
special acts passed pursuant to this section may be
altered from time to
time or repealed.
S 2. Dues from corporations shall be
secured by such individual
liability of the corporators and other means as
may be prescribed by
law.
S 3. The legislature shall, by general law,
conform all charters of
savings banks, savings and loan associations,
or institutions for
savings, to a uniformity of powers, rights and
liabilities, and all
charters hereafter granted for such
corporations shall be made to
conform to such general law, and to such amendments
as may be made ther-
eto. The legislature shall have no power to pass
any act granting any
special charter for banking purposes; but
corporations or associations
may be formed for such purposes under general laws.
S 4. The term corporations as used in this
section and in sections 1,
2 and 3 of this article shall be construed to
include all associations
and joint-stock companies having any of the
powers or privileges of
corporations not possessed by individuals or
partnerships. And all
corporations shall have the right to sue and shall
be subject to be sued
in all courts in like cases as natural persons.
S 5. No public corporation (other than a county,
city, town, village,
school district or fire district or an improvement
district established
in a town or towns) possessing both the power to
contract indebtedness
and the power to collect rentals, charges,
rates or fees for the
services or facilities furnished or supplied by
it shall hereafter be
created except by special act of the legislature.
No such public corporation (other than a county
or city) shall here-
after be given both the power to contract
indebtedness and the power,
within any city, to collect rentals, charges,
rates or fees from the
owners of real estate, or the occupants of real
estate (other than the
occupants of premises owned or controlled by such
corporation or by the
state or any civil division thereof), for
services or facilities
furnished or supplied in connection with such
real estate, if such
services or facilities are of a character or
nature then or formerly
furnished or supplied by the city, unless the
electors of the city shall
approve the granting to such corporation of such
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